Thndr
Thndr
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B2Cफिनटेकवित्त
Thndr मिस्र की एक फिनटेक कंपनी है, जो खुदरा निवेशकों के लिए उपभोक्ता निवेश मंच तैयार करती है। अपने मोबाइल ऐप के माध्यम से उपयोगकर्ता मिस्र और अमेरिका की प्रतिभूतियों, सोने तथा म्यूचुअल फंड में निवेश कर सकते हैं। उन्हें शैक्षिक सामग्री, निवेश सिम्युलेटर और प्रबंधित फंड जैसी सुविधाएँ भी मिलती हैं। यह मंच बैंक हस्तांतरण, त्वरित भुगतान, मोबाइल कैश और डेबिट कार्ड सहित कई तरीकों से खातों में धन जमा करने की सुविधा देता है। Thndr को मिस्र में व्यापार के लिए वित्तीय नियामक प्राधिकरण से लाइसेंस और नियामकीय स्वीकृति प्राप्त है तथा यह साझेदार ब्रोकर के माध्यम से अमेरिका में व्यापार की सुविधा प्रदान करती है। 2020 में स्थापित यह कंपनी वित्त, प्रौद्योगिकी और उपभोक्ता निवेश के संगम पर काम करती है।

Compliance Officer and MLRO - Thndr Saudi Arabia

Lead compliance and money-laundering reporting for Thndr’s Saudi investment platform. Manage CMA compliance, AML/CTF controls, KYC oversight, regulatory reporting, monitoring, and Board updates.

विवरण

  • Develop, implement, and maintain Thndr KSA’s compliance policies and procedures in line with CMA requirements.
  • Review policies and procedures annually and following regulatory changes, securing Board approval.
  • Build and maintain a risk-based compliance programme.
  • Conduct compliance monitoring and surveillance in line with the annual monitoring plan.
  • Advise and train the team on regulatory, policy, and procedural matters.
  • Serve as Thndr KSA’s primary contact for CMA inquiries, inspections, and information requests.
  • Track and resolve compliance issues, complaints, and regulatory breaches.
  • Prepare and submit regulatory reports and notifications to the CMA.
  • Own Thndr KSA’s AML/CTF policies and procedures.
  • Oversee KYC, customer risk-rating, and sanctions-screening frameworks.
  • Investigate suspected suspicious transactions and report them to the General Directorate of Financial Intelligence.
  • Provide AML/CTF training to employees.
  • Address relevant findings, recommendations, guidance, directives, sanctions, and notices.
  • Report to the Board on KYC and AML/CTF compliance, control effectiveness, regulatory findings, and remediation.

आवश्यकताएँ

  • At least five years of compliance and/or AML experience in financial services, preferably with a CMA-licensed Capital Market Institution or brokerage.
  • Previous experience as a CMA-registered Compliance Officer or MLRO is strongly preferred.
  • Practical experience developing and maintaining compliance and AML/CTF policies and procedures for a regulated financial institution.
  • Completion of the CMA compliance and AML qualification pathway—CME-1B, CME-2A, and CME-2B—or a CMA-approved exemption.
  • Candidates holding the CMA’s previous-series qualification certificates for this function qualify without retaking the examinations; all three certificates must be completed before CMA registration.
  • Eligible for CMA registration as a Registered Person under the Capital Market Institutions Regulations, including the required fit-and-proper assessment.
  • Able to operate independently from client-facing functions as required for a Compliance Officer under CMA rules.
  • Currently resident in Saudi Arabia or willing to relocate.
  • Strong working knowledge of CMA regulations and Saudi AML/CTF legislation.
  • Excellent communication and project management abilities.
  • Highly detail-oriented and trusted to handle confidential information discreetly.
  • Comfortable using compliance management, screening, and transaction monitoring systems.
  • Fluent English communication skills; Arabic is strongly preferred.

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