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Ultimus Fund Solutions
Ultimus Fund Solutions
501 – 1.000 Angajați
B2BFinanțeSaaS
Ultimus Fund Solutions oferă servicii de administrare a fondurilor și de operațiuni de investiții pentru consultanți financiari și administratori de active și fonduri de pe piețele publice și private. Activitatea sa acoperă servicii de agent de transfer, operațiuni de middle-office, lansări și conversii de ETF-uri, precum și administrarea fondurilor mutuale, a fondurilor de private equity și de credit privat, a investițiilor alternative pentru investitorii de retail, a REIT-urilor și a altor structuri de fonduri. Compania completează aceste servicii cu tehnologii pentru analiza portofoliilor, accesul investitorilor și consultanților, gestionarea fluxurilor de lucru, raportare și automatizare. Echipele Ultimus sprijină clienții care gestionează o gamă variată de produse de investiții și operațiuni de fonduri.
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Locurile de muncă ale companiei

Associate Legal Counsel, Investment Funds (Remote – US)

Support investment fund clients with SEC filings, board materials, regulatory research, and compliance records. Mentor associates and help maintain client relationships.

USStatele Unite ale AmericiiRemoteNormă întreagăSeniorLiderLimbă Obligatorie: englezăDirector juridic

Descriere

  • Provide legal administration support for multiple clients’ routine legal needs.
  • Prepare updates to client registration statements and other SEC filings.
  • Prepare and distribute materials for client board and committee meetings.
  • Attend board and committee meetings by phone or, when requested, in person, and take notes.
  • Draft minutes for client board and committee meetings.
  • Share regulatory updates with clients and research the Investment Company Act of 1940 without offering legal conclusions.
  • Draft amendments to Ultimus service agreements for assigned clients.
  • Complete internal compliance records, including filing checklists, accurately and on time.
  • Build strong relationships within Legal Administration and support high client satisfaction.
  • Prepare filings and documents for additional regulatory services, including new funds or trusts, proxy and information statements, and Form N-14.
  • Mentor associates through instruction, coaching, on-the-job guidance, effective role modeling, and advice on work methods.
  • Participate in departmental committees when requested.
  • Coordinate with internal teams and external vendors and contacts to address client needs.
  • Work directly with team members and, occasionally, with clients.
  • Carry out other assigned duties as needed.

Cerințe

  • Hold a J.D. and be admitted, or expect admission, to at least one state bar.
  • Have 0–3 years of experience practicing as an attorney under the Investment Company Act of 1940.
  • Know the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, and related securities laws.
  • Use Microsoft Office Suite proficiently.
  • Use Adobe Acrobat proficiently.
  • Demonstrate client service skills and an ability to understand clients’ routine legal and business needs.
  • Write effectively, including explaining legal concepts in plain English.
  • Apply legal research and analysis skills.
  • Manage multiple tasks with analytical and organizational skill.
  • Show initiative, strategic judgment, and attention to detail, with a focus on quality, efficiency, and effectiveness.
  • Demonstrate integrity, responsibility, and accountability.
  • Use time and information effectively.
  • Solve problems and make decisions.
  • Communicate clearly and concisely in writing and verbally.
  • Listen actively and exchange ideas openly.
  • Identify and secure resources needed to achieve goals.
  • Build and maintain effective working relationships.
  • Adjust priorities and deadlines as conditions and obstacles change.

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