LogoFresh Jobs Ahead
Objectway
Objectway
501 – 1.000 Angajați
Sponsor pentru viza de lucrător calificatFintechSaaSServicii bancare
Objectway este o companie de software și servicii FinTech care deservește bănci, administratori de averi, administratori de active și alte instituții financiare. Platforma sa, compatibilă cu soluțiile cloud, sprijină operațiunile de administrare a averilor, management al investițiilor și servicii bancare prin soluții digitale pentru administrarea averilor, analize de portofoliu, instrumente pentru risc și performanță și automatizarea operațiunilor. Bazându-se pe peste 30 de ani de experiență în domeniu, Objectway dezvoltă tehnologii scalabile și modulare pentru bănci private și retail, administratori de investiții și furnizori de servicii de asigurări de viață și pensii care operează în mai multe țări.
LinkedIn
Locurile de muncă ale companiei

Chief Compliance Officer – Toronto (Hybrid)

Lead regulatory compliance, AML controls, and governance for Nest Wealth, a Canadian robo-adviser. Advise senior leadership and the Board while supporting compliant fintech growth.

CACanada
180.000 $ – 200.000 $ / an
HibridNormă întreagăLiderLimbă Obligatorie: englezăConformitate

Descriere

  • Build and oversee the firm's compliance program in line with NI 31-103, provincial securities laws, and CSA guidance
  • Act as the firm's registered Chief Compliance Officer under NI 31-103
  • Develop and maintain compliance policies, procedures, and supervisory controls
  • Assess compliance effectiveness, perform testing, identify gaps, and manage remediation
  • Advise senior leaders on regulatory requirements and emerging developments
  • Manage regulatory filings and required compliance reporting
  • Assist with securities commission reviews and regulatory examinations
  • Serve as the main compliance liaison with securities regulators
  • Prepare compliance updates and reports for senior management and the Board
  • Conduct compliance risk assessments and track corrective measures
  • Oversee KYC, KYP, suitability, conflicts of interest, complaints, disclosures, recordkeeping, marketing approvals, personal trading, and outsourcing controls
  • Support PCMLTFA obligations, including client identification, monitoring, sanctions screening, and suspicious transaction reporting
  • Create and deliver compliance training while reinforcing ethical standards
  • Work with the UDP on compliance governance and report developments to executive leadership and the Board
  • Give independent compliance guidance on new products, strategic initiatives, and business changes

Cerințe

  • Meet the qualifications required for approval as a Chief Compliance Officer under NI 31-103
  • Bring substantial compliance experience from the Canadian securities industry
  • Demonstrate strong knowledge of National Instrument 31-103
  • Demonstrate strong knowledge of provincial securities legislation
  • Demonstrate strong knowledge of CSA Staff Notices and related guidance
  • Demonstrate strong knowledge of the Client Focused Reforms
  • Demonstrate strong knowledge of compliance programs and supervisory frameworks
  • Have experience engaging with Canadian securities regulators
  • Understand governance, enterprise risk management, and internal control frameworks
  • Bring excellent leadership, communication, and stakeholder management abilities
  • Show exceptional integrity, professionalism, and judgment
  • Experience with Microsoft Office 365, SharePoint, and Salesforce is preferred

Locuri de muncă similare

Kreato Global | BPO and Language Solutions

Remote English-Spanish OPI/VRI Interpreter

Kreato Global | BPO and Language Solutions
201 – 500 Angajați
Asistență medicalăLogisticăOspitalitate
ARArgentinaBOBoliviaBRBraziliaCLChileCOColumbiaCRCosta RicaCUCubaDORepublica DominicanăECEcuadorGTGuatemalaHNHondurasHTHaitiMXMexicNINicaraguaPAPanamaPEPeruPRPuerto RicoPYParaguaySVEl SalvadorUYUruguayVEVenezuelaRemoteNormă întreagăJuniorNu este necesară o diplomăLimbă Obligatorie: englezăLimbă Obligatorie: spaniolăTraducător

Interpret remotely between English- and Spanish-speaking people in medical, financial, social service, and customer care settings. Provide language support for Kreato Global across Latin America.

Deschide
RecruitGo

Remote Executive Assistant, Outreach and Marketing — Philippines

RecruitGo
51 – 200 Angajați
ConsultanțăLogisticăMarketing
PHFilipine
45.000 ₱ / lună
RemoteNormă întreagăJuniorNivel mediuNu este necesară o diplomăLimbă Obligatorie: englezăAsistent executiv

Handle administrative support, CRM, outreach, and marketing for RecruitGo, an Employer of Record serving global clients with talent from emerging markets. Support two UK-facing clients with day-to-day administration and creative campaigns.

Deschide