Northern Trust
Northern Trust
Northern Trust is a financial services company serving family offices, financial advisors, corporations, and nonprofits. Its work spans integrated trading solutions, research, economic insights, and support for fund operations, with services shaped around the needs of different financial organizations. Founded in 1889, the company combines industry expertise with a focus on client service, engagement, and integrity.

Senior Compliance Consultant

Coordinate regulatory change management across GRCM workflows, ServiceNow operations, reporting and RegBook approvals. Support Northern Trust’s wealth management, asset servicing, asset management and banking businesses.

Description

  • Coordinate GRCM stakeholders across Horizon Scanning, Regulatory Oversight, Rules Inventory, ServiceNow, CUBE and D&T.
  • Track cross-team hand-offs and dependencies so issues, actions and decisions move forward.
  • Resolve complex issues across processes and teams, escalating when needed.
  • Oversee Traceability Matrix production status and dependencies.
  • Lead GRCM’s end-to-end ServiceNow Regulatory Change process as its primary subject matter expert.
  • Triage production issues, defects and operational incidents, coordinating their resolution.
  • Work with D&T Product and Technology teams on production support, platform stability and service performance.
  • Manage GRCM ServiceNow access and maintain operational procedures and guidance.
  • Build and improve the ServiceNow operational dashboard and management information.
  • Track LRR volumes, ageing, throughput and outstanding actions across the regulatory change lifecycle.
  • Use trend analysis to identify bottlenecks, delays and operational risks, and recommend actions to senior management.
  • Approve CUBE RegBook subscription requests and manage the related workflow.
  • Serve as GRCM’s operational contact for CUBE RegBook requests and related issues.
  • Find ways to simplify, standardise and automate operational processes.
  • Keep operational documentation current and contribute to process and service improvements.

Requirements

  • A compliance or regulatory background in financial services is preferred.
  • Strong knowledge of regulatory change management and how business processes, data and supporting technology interact.
  • Experience in technology-enabled operations, ideally with ServiceNow, production support and operational reporting.
  • Advanced analytical, reporting and problem-solving skills.
  • Track record of diagnosing complex operational issues, finding root causes and delivering practical resolutions.
  • Experience developing dashboards and management information.
  • Strong Excel and Power BI skills.
  • Ability to lead complex cross-functional work, manage dependencies and influence senior business and technology stakeholders.
  • Clear executive communication, sound judgement and a disciplined, solutions-oriented approach to issue management and continuous improvement.
  • Proactive and adaptable, able to anticipate issues, take initiative and work effectively in a fast-paced environment.

Benefits

  • Flexible, collaborative work culture.
  • Inclusive workplace.
  • Reasonable accommodations for people with health conditions and disabilities.
  • Bangalore office amenities, including Arrival Hub - Jungle, GameZone and Employee Experience Zone.
  • Opportunities for internal transfers and career growth.
  • Opportunities to contribute to philanthropy and community initiatives.

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