LogoFresh Jobs Ahead
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
5001 – 10 000 Darbinieki
ApdrošināšanaFinansesKonsultācijas
Ameriprise Financial Services, LLC ir finanšu pakalpojumu uzņēmums, kas koncentrējas uz personalizētu finanšu plānošanu, ieguldījumu konsultācijām un apdrošināšanas risinājumiem. Tā konsultanti strādā tieši ar klientiem, lai izprastu viņu mērķus un izstrādātu pielāgotas stratēģijas. Šo darbu atbalsta uzņēmuma Investment Research Group pētījumi, kā arī nepārtraukta tirgu un ekonomikas analīze. Ameriprise nodrošina arī digitālu piekļuvi klientu kontiem un finanšu dokumentiem, īpašu uzmanību pievēršot tiešsaistes drošībai un privātumam.
LinkedIn
Vakances uzņēmumā

Senior Counsel, Retail Advisory

Advise Ameriprise’s retail advisory and wealth management businesses on legal risks, regulatory obligations, and business initiatives. Support advisory programs, compliance, governance, and regulatory examinations.

USAmerikas Savienotās ValstisMNMinesotaNCZiemeļkarolīna
150 000 $ – 225 000 $ / gads
HibrīdiPilna slodzeVecākais speciālistsNepieciešamā Valoda: angļuGalvenais juridiskais padomnieks

Apraksts

  • Partner with teams supporting managed accounts, financial planning, investment research, portfolio management, and related advisory services.
  • Advise on legal, regulatory, and strategic issues involving advisory products, platforms, client offerings, and business initiatives.
  • Help develop and oversee advisory programs, disclosures, agreements, and materials for clients.
  • Identify and reduce legal and regulatory risks.
  • Work with Compliance, Risk, and other stakeholders to strengthen governance, risk management, and compliance practices.
  • Explain emerging legal, regulatory, and industry developments relevant to retail advisory businesses.
  • Research legal issues and compare industry practices.
  • Assist with regulatory examinations and inquiries, and coordinate with regulators, external counsel, and industry organizations.

Prasības

  • Juris Doctor from an accredited law school.
  • Strong command of the Investment Advisers Act of 1940, state securities and investment management laws and regulations, Regulation Best Interest, FINRA rules, and applicable self-regulatory organization requirements.
  • At least five years of legal practice supporting retail advice offerings in financial services.
  • Ability to influence others, build credibility, and establish strong relationships with business partners and external stakeholders.
  • Knowledge of relevant regulatory and industry trends.
  • Business judgment to deliver practical, risk-based legal advice.
  • Strong communication, relationship management, and collaboration skills.
  • Sound judgment, analytical ability, and problem-solving skills.
  • Admission to practice in Minnesota or North Carolina, or eligibility for in-house counsel admission.
  • Experience with ERISA requirements for retail advisory offerings.
  • Experience supporting SEC, state, FINRA, or other regulatory examinations, inquiries, or enforcement matters.
  • Experience with managed account platforms, dual registrant business models, or complex advisory offerings.
  • Experience working with business partners on strategic initiatives.
  • Experience mentoring paralegals or other legal professionals.
  • Authorized to work in the United States without visa sponsorship now or in the future.

Priekšrocības

  • Variable compensation may include bonuses, commissions, and/or long-term incentives, depending on the role.
  • Competitive, comprehensive benefits program.
  • Vacation time.
  • Sick time.
  • 401(k) plan.
  • Health insurance.
  • Dental insurance.
  • Life insurance.
  • Option to work from home one day per week.
  • Reasonable accommodations during recruitment for individuals with disabilities.

Saistītās vakances

Cisco

Senior Corporate Counsel, Public Sector Compliance

Cisco
H1B vīzas sponsorsAparatūraDrošībaUzņēmums
USAmerikas Savienotās ValstisNCZiemeļkarolīnaWAVašingtona
227 500 $ – 288 400 $ / gads
HibrīdiPilna slodzeVecākais speciālistsNepieciešamā Valoda: angļuGalvenais juridiskais padomnieks

Advise Cisco on U.S. public-sector compliance, government contracting rules, and related legal obligations. Build compliance programs and policies in partnership with Legal and business teams.

Atvērt
GE Vernova

Senior Counsel, Advanced Nuclear — GE Vernova

GE Vernova
KonsultācijasLoģistikaRažošana
USAmerikas Savienotās ValstisNCZiemeļkarolīna
176 300 $ – 293 800 $ / gads
HibrīdiPilna slodzeVecākais speciālistsNepieciešamā Valoda: angļuGalvenais juridiskais padomnieks

Lead legal counsel for GE Vernova’s advanced nuclear business, advising on regulatory matters, commercial agreements, and compliance. Partner with business leaders and cross-functional teams on legal strategy and risk.

Atvērt
Thomson Reuters

Assistant General Counsel, Litigation

Thomson Reuters
H1B vīzas sponsorsApdrošināšanaJuridiskie pakalpojumiKonsultācijas
USAmerikas Savienotās ValstisMIMičiganaMNMinesotaTXTeksasa
157 500 $ – 292 500 $ / gads
HibrīdiPilna slodzeVidējais līmenisVecākais speciālistsNepieciešamā Valoda: angļuGalvenais juridiskais padomnieks

Lead global commercial litigation, intellectual property, antitrust, and privacy matters at Thomson Reuters. Advise a legal technology and information business across multiple jurisdictions.

Atvērt