RSM US LLP
RSM US LLP
RSM US LLP is the U.S. member firm of RSM International, serving primarily middle market businesses through assurance, tax, and consulting services. Its work combines sector knowledge with practical business advice, helping clients address complex operational and strategic challenges, strengthen performance, and pursue sustainable growth.

Temporary AML IT Audit Consultant (Remote, United States)

Temporary AML IT Audit Consultant supporting a global banking client by assessing AML technology controls, validating remediation, and reviewing model governance and regulatory compliance.

Description

  • Assess the design and operating effectiveness of IT controls supporting AML and financial crime activities, including transaction monitoring, sanctions screening, and KYC/CDD platforms.
  • Test reported issues and remediation efforts to determine whether corrective actions sufficiently address identified risks and regulatory findings.
  • Perform risk-based audit work, including control testing and focused substantive procedures.
  • Assess IT general controls, change management, security, operational, and data controls within AML technology environments.
  • Carry out model validation and control testing, covering governance, methodologies, assumptions, and supporting evidence.
  • Examine technical documentation, system configurations, data flows, reports, and application controls to evaluate risk and support audit conclusions.
  • Identify control deficiencies, determine root causes, and recommend practical improvements to the control environment.
  • Produce clear, concise, high-quality audit documentation for internal audit, regulatory, and stakeholder review.

Requirements

  • At least five years of experience in IT audit, technology risk, internal audit, or a related banking or financial services discipline.
  • Experience conducting control testing, focused substantive testing, issue validation, or regulatory remediation reviews.
  • Knowledge of AML and financial crime processes, including transaction monitoring, sanctions screening, and customer due diligence.
  • Experience assessing IT general controls, application controls, security controls, and change management processes.
  • Experience with model validation, model governance, or control effectiveness evaluations.
  • Ability to analyze technical documentation, system architecture, data flows, system configurations, and code.
  • Strong analytical, documentation, written communication, and stakeholder management abilities.
  • Preferred experience validating consent orders and supporting regulatory remediation programs.
  • Preferred experience working with large global banking institutions.
  • Preferred experience in AML, financial crime, compliance, or regulatory risk functions.
  • Preferred knowledge of model risk management or model governance frameworks.
  • Preferred experience with regulatory environments involving the OCC, Federal Reserve, FDIC, or comparable regulators.

Benefits

  • Competitive compensation and benefits package.
  • Flexible work schedule.

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