TD
TD
TD एक प्रमुख उत्तर अमेरिकी बैंक है, जो व्यक्तिगत और व्यावसायिक बैंकिंग, बीमा, संपत्ति प्रबंधन और प्रतिभूति सेवाओं के माध्यम से व्यक्तियों, व्यवसायों और संस्थागत ग्राहकों को सेवाएँ प्रदान करता है। इसका व्यापक संचालन मॉडल बैंकिंग और वित्त के विभिन्न क्षेत्रों में करियर के अवसर उपलब्ध कराता है, जिनमें अलग-अलग क्षेत्रीय बाजारों और विशेषज्ञताओं से जुड़ी भूमिकाएँ शामिल हैं। TD स्थिरता, विविधता, समानता, समावेशन और सामुदायिक प्रभाव पर भी ज़ोर देता है, जिससे देखभाल, सम्मान और कर्मचारियों के विकास पर केंद्रित कार्यस्थल संस्कृति को बढ़ावा मिलता है।

Audit Manager I, Financial Crimes – TD, Charlotte, NC

Lead risk-based audits of BSA/AML and OFAC controls at TD, a global financial institution. Review control effectiveness, manage audit work, and communicate findings and recommendations to management.

विवरण

  • Perform audits for assigned businesses, functions, or projects either independently or as part of an audit team
  • Serve as a subject-matter resource across audits of varying complexity
  • Direct moderately complex audits and remain accountable for their completion
  • Manage or independently complete audits from planning through finalization
  • Coach colleagues and share audit expertise
  • Test controls through walkthroughs, test-script design and execution, and issue management
  • Prepare audit planning memoranda, risk and control matrices, findings grids, and audit reports
  • Complete L1 reviews and approve assigned audit activities
  • Support audit planning, risk assessments, and program development
  • Coordinate audit communications with stakeholders throughout and after each engagement
  • Present independent audit opinions, findings, and recommendations to stakeholders and audit leadership
  • Track and follow up on regulatory and internal divisional audit findings
  • Assess subject areas to identify material risks and control deficiencies
  • Produce complex reports, analyses, and assessments
  • Present audit results and related communications to management and wider audiences
  • Escalate significant issues to the appropriate stakeholders
  • Support initiative analysis, due diligence, and implementation activities
  • Stay informed about emerging trends, the business, and analytical tools
  • Build relationships across business areas and contribute to knowledge transfer
  • Organize competing priorities and deliver accurate work within established timelines
  • Occasionally travel domestically; international travel is not required

आवश्यकताएँ

  • An undergraduate degree is required
  • At least five years of relevant experience
  • Audit experience in BSA, AML, or OFAC is preferred
  • Ability to manage multiple audit deliverables and competing priorities
  • Experience conducting walkthroughs, evaluating audit results, and preparing high-quality documentation
  • Working knowledge of the BSA/AML regulatory environment
  • Experience operating under significant regulatory scrutiny
  • CAMS, CIA, or another relevant professional certification is preferred
  • Discretion and sound judgment when handling confidential information
  • Ability to perform sedentary work and manage multiple tasks continuously
  • Ability to operate standard office equipment continuously
  • Ability to maintain concentration for extended periods continuously
  • Ability to read, write, and understand instructions continuously
  • Ability to perform basic arithmetic continuously

लाभ

  • Health and wellness benefits
  • Savings and retirement programs
  • Paid time off, including Vacation PTO, Flex PTO, and Holiday PTO
  • Banking products, benefits, and discounts
  • Career development opportunities
  • Reward and recognition programs
  • Regular career, development, and performance discussions
  • Access to an online learning platform
  • Mentoring programs
  • Training and onboarding sessions
  • Variable compensation and incentive awards, including potential cash or equity awards
  • Equal opportunity employment and disability accommodations

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