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Stash
Stash
201 – 500 Zaposleni
Sponzor vizuma H1BB2CFinanceFintech
Stash je fintech podjetje, osredotočeno na trg ZDA, ustanovljeno leta 2015, ki združuje investiranje in digitalno bančništvo v eni potrošniški platformi. Njegove storitve vključujejo investiranje v delnice in ETF-je, individualne borznoposredniške račune, pokojninske in skrbniške račune ter mobilno bančništvo prek kartice Stock-Back®, ki uporabnikom za upravičene nakupe zagotavlja nagrade v obliki delnic. Stash podpira tudi finančno izobraževanje prek storitve Stash101 in se osredotoča na pomoč strankam pri oblikovanju dolgoročnih naložbenih navad, povezanih z njihovimi interesi. Podjetje potrošnikom zagotavlja storitve z ekipo od 201 do 500 zaposlenih ter deluje na področjih financ, fintecha in finančnih storitev, namenjenih neposredno potrošnikom.
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Delovna mesta v podjetju

Senior Associate, Broker-Dealer Compliance at Stash

Support compliance across Stash’s investing and banking operations. Monitor broker-dealer controls, coordinate FINRA responses, and advise on customer disputes.

USZdružene države AmerikeNYNew York
95.000 $ – 115.000 $ / leto
HibridnoPolni delovni časSeniorZahtevani Jezik: angleščinaSkladnost
SQL

Opis

  • Report to the Vice President of Broker-Dealer Compliance.
  • Partner with teams across the company to support compliance with applicable federal laws and regulations.
  • Advise Customer Experience and Operations teams on unique customer disputes and inquiries as they arise.
  • Coordinate responses to FINRA filings, regulatory exams, and customer complaint inquiries across Stash entities.
  • Monitor and test Stash Capital policies and procedures to assess end-to-end controls for trading, money movement, and internal operations.
  • Escalate systemic issues raised by Customer Experience or other internal stakeholders to senior management.

Zahteve

  • Bring one to three years of relevant experience, including compliance exposure to retail broker-dealer operations, retail investment adviser operations, or consumer banking.
  • Know relevant broker-dealer and investment adviser laws and regulations, including FINRA rules and the Investment Advisers Act of 1940.
  • Adapt to new information and develop customer-focused responses in ambiguous situations.
  • Demonstrate strong attention to detail, analytical ability, and sound judgment.
  • Have strong analysis and editing skills.
  • Hold an active FINRA Series 7 license.
  • Compliance testing experience is preferred.
  • Experience with Cursor or ChatGPT, Looker, SQL, or other analytical platforms is preferred.

Ugodnosti

  • Total rewards package including salary, equity, and health care benefits.
  • Complimentary Stash+ account subscription.
  • Hybrid work policy with flexibility to work from home.
  • Flexible paid time off.
  • Stipend for work-from-home equipment.
  • Home internet subsidy.
  • Paid parental leave for birth and non-birth parents, with primary and secondary offerings.
  • Enhanced health and wellness benefits through One Medical, Gympass, and Maven Health.

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