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Stash
Stash
201 – 500 Darbinieki
H1B vīzas sponsorsB2CFinansesFintech
Stash ir uz ASV vērsts finanšu tehnoloģiju uzņēmums, kas dibināts 2015. gadā un vienā patērētājiem paredzētā platformā apvieno ieguldīšanu un digitālo banku pakalpojumus. Uzņēmuma pakalpojumi ietver ieguldīšanu akcijās un ETF, individuālos brokeru kontus, pensiju un aizbildniecības kontus, kā arī mobilo banku pakalpojumus ar Stock-Back® karti, kas lietotājiem nodrošina akciju atlīdzības par atbilstošiem pirkumiem. Stash atbalsta finanšu izglītību arī ar Stash101 palīdzību un koncentrējas uz to, lai palīdzētu klientiem veidot ilgtermiņa ieguldīšanas paradumus, kas saistīti ar viņu interesēm. Uzņēmums apkalpo patērētājus ar 201–500 darbinieku komandu un darbojas finanšu, finanšu tehnoloģiju un tieši patērētājiem paredzētu finanšu pakalpojumu jomā.
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Vakances uzņēmumā

Senior Associate, Broker-Dealer Compliance at Stash

Support compliance across Stash’s investing and banking operations. Monitor broker-dealer controls, coordinate FINRA responses, and advise on customer disputes.

USAmerikas Savienotās ValstisNYŅujorka
95 000 $ – 115 000 $ / gads
HibrīdiPilna slodzeVecākais speciālistsNepieciešamā Valoda: angļuAtbilstība
SQL

Apraksts

  • Report to the Vice President of Broker-Dealer Compliance.
  • Partner with teams across the company to support compliance with applicable federal laws and regulations.
  • Advise Customer Experience and Operations teams on unique customer disputes and inquiries as they arise.
  • Coordinate responses to FINRA filings, regulatory exams, and customer complaint inquiries across Stash entities.
  • Monitor and test Stash Capital policies and procedures to assess end-to-end controls for trading, money movement, and internal operations.
  • Escalate systemic issues raised by Customer Experience or other internal stakeholders to senior management.

Prasības

  • Bring one to three years of relevant experience, including compliance exposure to retail broker-dealer operations, retail investment adviser operations, or consumer banking.
  • Know relevant broker-dealer and investment adviser laws and regulations, including FINRA rules and the Investment Advisers Act of 1940.
  • Adapt to new information and develop customer-focused responses in ambiguous situations.
  • Demonstrate strong attention to detail, analytical ability, and sound judgment.
  • Have strong analysis and editing skills.
  • Hold an active FINRA Series 7 license.
  • Compliance testing experience is preferred.
  • Experience with Cursor or ChatGPT, Looker, SQL, or other analytical platforms is preferred.

Priekšrocības

  • Total rewards package including salary, equity, and health care benefits.
  • Complimentary Stash+ account subscription.
  • Hybrid work policy with flexibility to work from home.
  • Flexible paid time off.
  • Stipend for work-from-home equipment.
  • Home internet subsidy.
  • Paid parental leave for birth and non-birth parents, with primary and secondary offerings.
  • Enhanced health and wellness benefits through One Medical, Gympass, and Maven Health.

Saistītās vakances

Ramp

Senior Compliance AI Innovation Strategist

Ramp
501 – 1000 Darbinieki
H1B vīzas sponsorsKonsultācijasLoģistikaMārketings
USAmerikas Savienotās ValstisNYŅujorka
160 000 $ – 220 000 $ / gads
HibrīdiPilna slodzeVecākais speciālistsNepieciešamā Valoda: angļuAtbilstība

Lead the evaluation, labeling, and governance of AI used in Ramp’s financial crime compliance systems. Work with engineers and compliance teams across transaction monitoring, sanctions, fraud, and enhanced due diligence.

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Olaplex Inc. (Nasdaq: OLPX)

Senior Manager, Global Regulatory Affairs

Olaplex Inc. (Nasdaq: OLPX)
51 – 200 Darbinieki
RažošanaSkaistumsVeselības aprūpe
USAmerikas Savienotās ValstisNYŅujorka
130 000 $ – 170 000 $ / gads
HibrīdiPilna slodzeVecākais speciālistsNepieciešamā Valoda: angļuAtbilstība

Lead OLAPLEX’s global cosmetics regulatory strategy, registrations, claims compliance, and market access. Guide compliant product launches and improve regulatory operations across international markets.

Atvērt