TD
TD
TD — жеке және бизнес-банкинг, сақтандыру, әл-ауқатты басқару және бағалы қағаздар қызметтері арқылы жеке тұлғаларға, бизнеске және институционалдық клиенттерге қызмет көрсететін Солтүстік Америкадағы ірі банктердің бірі. Оның кең ауқымды операциялық моделі банк ісі мен қаржы салаларында әртүрлі өңірлер мен мамандану бағыттарын қамтитын мансап мүмкіндіктерін ұсынады. TD тұрақты даму, әртүрлілік, теңдік, инклюзия және қоғамға әсер ету қағидаттарына да мән беріп, қамқорлыққа, құрметке және қызметкерлердің дамуына негізделген жұмыс мәдениетін қалыптастырады.

Compliance Business Oversight Manager, Consumer Banking – TD | Charlotte Onsite

Lead compliance oversight for TD’s Consumer Banking and Retail Distribution businesses in Charlotte. Advise business leaders, manage regulatory change, and strengthen compliance controls and risk management.

Сипаттама

  • Oversee compliance risk management, advisory support, and effective challenge for Retail Distribution
  • Coordinate engagement between supported business lines and other Compliance functions
  • Provide primary Compliance support and independent challenge for regulated activities and business initiatives
  • Serve as a subject matter expert on applicable regulatory laws, rules, and guidance
  • Monitor business activity through issue management, compliance monitoring, and testing
  • Participate in Compliance forums, committees, and recurring business meetings
  • Assess and challenge regulatory risks and mitigations for material changes and new initiatives
  • Define launch conditions and present initiatives to executives for approval
  • Track compliance issues through resolution within required timeframes
  • Lead regulatory change management for new and amended state laws
  • Analyze complaints, business reports, and key risk indicators to identify emerging trends and risks
  • Review and validate first-line testing results
  • Support control mapping between regulatory obligations and effective business controls
  • Partner with cross-functional teams to strengthen the compliance framework and reduce risk exposure
  • Advise business partners on new or revised regulatory and policy requirements
  • Develop and implement Compliance programs
  • Create summaries, presentations, briefing notes, and other compliance reports
  • Represent Compliance on internal and external committees
  • Perform functional and enterprise-level analysis and recommend actions
  • Oversee high-risk initiatives and escalations
  • Facilitate Compliance risk assessments and self-assessment activities
  • Track assessment completion and communications
  • Conduct internal and external research and support management presentations
  • Build and maintain relationships across business lines and control functions
  • Monitor emerging issues, trends, and changing regulatory requirements
  • Mentor colleagues and support team development

Талаптар

  • Bachelor’s degree or equivalent professional experience
  • At least seven years of relevant experience
  • Deep knowledge of consumer banking regulations and guidance affecting Retail Distribution, including sales practices
  • Experience with compliance monitoring, testing, and control mapping
  • Practical experience managing compliance issues and regulatory change
  • Experience evaluating regulatory risk for new products, services, processes, technology, or business initiatives
  • Excellent written and verbal communication skills
  • Strong presentation skills, including communication with executive audiences
  • Ability to build relationships and collaborate across multiple business lines
  • Proactive, adaptable, and results-focused approach
  • CRCM certification is preferred
  • Experience implementing artificial intelligence initiatives in consumer banking is a plus
  • Occasional domestic travel is required; international travel is not required

Артықшылықтар

  • Variable compensation and incentive awards may include cash and/or equity
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off, including Vacation PTO, Flex PTO, and Holiday PTO
  • Banking benefits and discounts
  • Career development opportunities
  • Reward and recognition programs
  • Regular development, training, and performance conversations
  • Online learning platform
  • Mentoring programs
  • Training and onboarding sessions
  • Workplace accommodation assistance

Ұқсас жұмыс орындары

Cushman & Wakefield

Senior Manager, Data Engineering — Cushman & Wakefield (Remote, US)

Cushman & Wakefield

Lead data engineering teams and platform delivery for Cushman & Wakefield, a global commercial real estate services firm. Build and operate Databricks and Azure data platforms while guiding governance, stakeholder outcomes, and team development.

Ашу
Booz Allen Hamilton

Senior Lead Data Engineer, Databricks

Booz Allen Hamilton

Lead the development of scalable Databricks data pipelines and models on AWS for Booz Allen Hamilton government clients. Guide technical teams and support secure data processing through hands-on leadership and mentoring.

Ашу
Booz Allen Hamilton

SQL Data Engineer, Bethesda

Booz Allen Hamilton

Build scalable Databricks pipelines and analytics datasets for Booz Allen’s federal health and regulatory science work. Collaborate across technical teams to deliver secure data solutions that support mission-critical decisions.

Ашу
AT&T

Senior Software Engineer, AI Integration and Data Platforms

AT&T

Build AI integrations, MCP servers, APIs, and cloud-native services at AT&T. Use Python and Azure DevOps to support secure automation and enterprise data connectivity.

Ашу
PNC

Lead Software Engineer, Data and Automation (MLOps)

PNC

Lead development of data platforms, MLOps, and cloud automation at PNC. Build secure enterprise solutions using Azure, AWS, and modern data processing technologies.

Ашу
Regions Bank

Cloud Data Engineer, AI Platform — Regions Bank (Hybrid, Hoover, AL)

Regions Bank

Build cloud data pipelines and AI applications for Regions Bank, supporting machine learning, analytics, and enterprise data systems. The role is hybrid in Hoover, Alabama.

Ашу
Henry Schein

Staff Data Engineer

Henry Schein

Lead technical strategy for scalable data platforms, streaming, and analytics at Henry Schein One, supporting dental practice technology. Advance reliability and engineering practices while guiding technical delivery.

Ашу
Imaginary Cloud

Senior Data Engineer – Databricks and PySpark

Imaginary Cloud

Build Databricks and PySpark data workloads for Imaginary Cloud’s digital products. Improve analytics pipelines for global clients in a hybrid role based in Portugal.

Ашу