LogoFresh Jobs Ahead
Ramp
Ramp
501 – 1.000 Angajați
Sponsor pentru viza H1BConsultanțăLogisticăMarketing
Ramp dezvoltă software pentru operațiuni financiare, reunind într-o singură platformă carduri corporative, gestionarea cheltuielilor, conturi de plătit, achiziții, rezervări de călătorii și controale asupra cheltuielilor. Automatizarea sa ajută companiile să reducă munca financiară manuală, să conecteze datele despre cheltuieli la sistemele contabile existente și să păstreze evidențe pregătite pentru audit în mai multe valute. Ramp deservește organizații care doresc să își consolideze instrumentele financiare și să obțină un control mai clar asupra cheltuielilor companiei.
LinkedIn
Locurile de muncă ale companiei

Chief Compliance Officer, Investment Advisory

Lead Ramp Advisory’s SEC compliance program with independent authority. Build scalable controls for its fintech finance infrastructure and investment advisory products.

USStatele Unite ale AmericiiCACaliforniaFLFloridaNYNew York
170.000 $ – 300.000 $ / an
HibridNormă întreagăLiderLimbă Obligatorie: englezăConformitate

Descriere

  • Lead Ramp Advisory LLC’s compliance program with independent authority as its designated CCO.
  • Serve as the firm’s main SEC contact and represent its program, products, and key compliance decisions to regulators.
  • Maintain policies, procedures, the Code of Ethics, Form ADV and amendments, and the annual compliance review.
  • Advise on and approve marketing materials, customer disclosures, onboarding agreements, and product changes.
  • Oversee books and records, communications monitoring, complaint handling, employee training, access-person obligations, and personal trading requirements.
  • Monitor key financial partners and vendors for compliance.
  • Work with Product, Engineering, and Customer Experience on onboarding strategy, scalable controls, and monitoring.
  • Develop and maintain the firm’s anti-money laundering program.
  • Report to Ramp’s Head of Compliance and maintain direct access to Ramp Advisory’s senior leadership.

Cerințe

  • At least 8 years of investment adviser compliance experience, including prior service as a CCO or deputy CCO at an SEC-registered adviser.
  • Experience in fintech.
  • Strong working knowledge of the Advisers Act and SEC expectations.
  • Hands-on experience supporting SEC examinations and working with regulators.
  • Experience overseeing relationships with custodians, broker-dealers, or sub-advisers.
  • Sound independent judgment and the ability to make and defend compliance decisions in real time.
  • Fluency with AI and demonstrated use of AI and automation to build and scale compliance programs.
  • Ability to lead compliance independently in a fast-moving environment.
  • Experience building controls and leading program design with engineering teams and cross-functional partners.

Beneficii

  • Flexible paid time off.
  • Centralized ordering for home office equipment.
  • Health and wellness stipend.
  • Budget for travel between offices.
  • Weekly coffee stipend.
  • Full medical, dental, and vision coverage for employees, with partial dependent coverage.
  • Annual One Medical membership.
  • 401(k) with employer matching on contributions made while employed at Ramp.
  • Fertility health reimbursement account of up to $10,000 per year.
  • Up to 16 weeks of parental leave at full pay for birth and bonding, or 8 weeks for bonding only.
  • Pet insurance.
  • Office perks including lunch, snacks, and drinks.
  • Relocation expense coverage to New York City or San Francisco, if needed.
  • Group medical, dental, and vision coverage through Sun Life.
  • Life, accidental death and dismemberment, and disability coverage.
  • Fertility drug coverage up to $4,000 over a lifetime.
  • Group retirement plan with employer match through RRSP and DPSP.
  • Employee assistance program and virtual care through Lumino Health.
  • Private medical insurance through Freedom Elite.
  • Virtual GP and at-home care through eMed and Livi.
  • Workplace pension through Penfold, with a salary sacrifice option.
  • Equity.

Locuri de muncă similare

Erasca, Inc.

Executive Director or VP of Regulatory Affairs

Erasca, Inc.
51 – 200 Angajați
Asistență medicalăBiotehnologieProduse farmaceutice
USStatele Unite ale AmericiiCACalifornia
275.000 $ – 355.000 $ / an
HibridNormă întreagăLiderLimbă Obligatorie: englezăConformitate

Guide global regulatory strategy for Erasca’s precision oncology medicines, from early development through approval and commercialization. Lead FDA and international health-authority engagement, submissions, and product lifecycle planning.

Deschide
CVS Health

CVS Health Business Compliance Manager, Requests for Information

CVS Health
Asigurare de sănătateAsistență medicalăComerț cu amănuntul
USStatele Unite ale AmericiiALAlabamaAZArizonaCTConnecticutFLFloridaKSKansasKYKentuckyLALouisianaNJNew JerseyNCCarolina de NordOHOhioOKOklahomaPAPennsylvaniaRIRhode IslandTNTennesseeTXTexas
66.330 $ – 145.860 $ / an
HibridNormă întreagăSeniorLiderLimbă Obligatorie: englezăConformitate

Oversee regulatory information requests across CVS Health operations and jurisdictions. Lead analysts and coordinate compliant responses with Legal, Compliance, and Operations.

Deschide
ŌURA

Staff Manager, Global Trade Compliance

ŌURA
201 – 500 Angajați
Asistență medicalăConsultanțăIndustria prelucrătoare
USStatele Unite ale AmericiiCACalifornia
170.000 $ – 200.000 $ / an
HibridNormă întreagăLiderLimbă Obligatorie: englezăConformitate

Lead global trade compliance for Oura’s wearable health products, shaping import and export strategy across international operations. Oversee regulatory risk, licensing, audits, classification, and hazardous materials compliance.

Deschide