Vanguard — инвестициялық қорлар мен биржада сатылатын қорлар сияқты өнімдер арқылы инвесторларға қызмет көрсететін жаһандық инвестицияларды басқару компаниясы. Оның қызметі әділдік қағидатына және инвесторларды шешім қабылдау үдерісінің орталығына қоюға басымдық бере отырып, клиенттерге инвестициялық мақсаттарына жетуге ұзақ мерзімді көзқарас негізінде көмектесуге бағытталған. Vanguard мәдениеті командалық жұмыс, инклюзия және әртүрлі көзқарастар мен тәжірибелердің үлесін бағалайды.
Senior Financial Crimes Compliance Specialist at Vanguard (Hybrid)
Lead AML, fraud, sanctions, and other financial-crime investigations at Vanguard. Strengthen compliance controls and help protect investors in a hybrid role.
Сипаттама
- Investigate potentially fraudulent, suspicious, or high-risk activity and recommend appropriate next steps
- Perform enhanced due diligence and risk assessments across individuals, entities, transactions, and business lines
- Analyze alerts, reports, and monitoring activity; resolve complex exceptions and escalate matters as needed
- Collaborate with compliance, legal, risk, and business teams across regions
- Prepare and maintain regulatory and internal reporting records
- Improve financial-crime controls, processes, and monitoring frameworks while sharing effective practices
- Act as a trusted adviser and subject-matter resource on financial-crime issues
- Monitor industry trends, emerging threats, regulatory changes, and financial-crime typologies
- Assist with regulatory examinations, audits, and external inquiries
- Coach and support less experienced team members
- Contribute to strategic initiatives that advance financial-crime prevention, detection, and risk management
Талаптар
- At least five years of experience in financial-crimes compliance, AML, fraud investigations, KYC/CDD/EDD, sanctions compliance, risk management, or a related field
- Bachelor’s degree or an equivalent combination of education, training, and relevant experience
- Demonstrated ability to analyze complex data, conduct investigations, and make risk-based decisions
- Strong knowledge of financial-crimes regulations, compliance frameworks, and industry practices
- Excellent analytical, problem-solving, and communication abilities
- Ability to manage competing priorities in a fast-paced, highly regulated setting
- Experience working with cross-functional stakeholders and influencing results
- CAMS, CFE, CFCS, or a comparable financial-crimes certification is preferred but not required
- Experience in financial services, investment management, banking, or brokerage
- Knowledge of AML transaction monitoring, sanctions screening, customer due diligence, and suspicious-activity investigations
- Vanguard does not provide visa sponsorship for this position
Артықшылықтар
- Hybrid work model offering increased flexibility
- Opportunities for in-person learning, collaboration, and connection
- Chances to mentor colleagues and support employee development