U.S. Bank
U.S. Bank
U.S. Bank — жеке тұлғалар мен бизнеске бөлшек және корпоративтік банкинг, әл-ауқатты басқару, кредиттік андеррайтинг және инвестицияларды басқару қызметтерін ұсынатын, Америка Құрама Штаттарында орналасқан қаржылық қызметтер ұйымы. Компания қаржылық сауаттылық бастамалары мен қоғаммен өзара іс-қимылды да қолдайды. Оның мансапқа арналған материалдарында инклюзияға, жұмыс орнының мәдениетіне, қызметкерлердің дамуына, денсаулық пен әл-ауқатқа баса назар аударылады. U.S. Bank талаптарға сай депозиттік өнімдер бойынша FDIC мүшесі болып табылады; инвестициялық және сақтандыру өнімдері FDIC сақтандыруымен қамтылмайды және құнын жоғалтуы мүмкін.

Senior Auditor, Wealth and Institutional Banking (Hybrid)

Lead risk-based audits across U.S. Bank’s wealth, brokerage, advisory, and institutional banking activities. Evaluate controls, validate issues, and deliver insights that strengthen governance and risk management.

Сипаттама

  • Help plan and deliver audits of retail brokerage and advisory services, including exposure to asset management activities
  • Independently perform risk-based audits, enhanced continuous monitoring reviews, and issue validation work
  • Manage audit engagements from risk assessment through walkthroughs, process documentation, and control testing
  • Review regulatory, operational, and governance controls for retail broker-dealer and registered investment adviser activities
  • Map and document processes, identify control weaknesses, and prepare audit findings
  • Evaluate risk severity, root causes, and potential effects, then communicate conclusions to management
  • Work with business and risk partners to challenge existing practices and influence stronger controls
  • Support ongoing monitoring and validation of previously identified issues
  • Apply data analytics and AI-enabled methods to broaden audit coverage, improve efficiency, and generate insight
  • Act as the functional link between the Line of Business and the Lines of Defense
  • Deliver risk-focused perspectives to senior management and support the Audit Committee’s approved audit plan

Талаптар

  • Bachelor’s degree or equivalent professional experience
  • Generally more than five years of relevant experience
  • Advanced knowledge of applicable laws, regulations, financial services, and regulatory developments affecting the assigned business area
  • Advanced understanding of business operations, products and services, systems, and related risks and controls
  • Strong command of risk, compliance, and audit practices
  • Strong analytical, process facilitation, and project management abilities
  • Effective presentation, interpersonal, written, and verbal communication skills
  • Proficiency with Microsoft Office, including word processing, spreadsheets, databases, and presentation tools
  • Relevant professional certifications
  • Ability to work from a U.S. Bank location at least three days each week
  • Ability to follow U.S. Bank policies and procedures, including its Code of Ethics and Business Conduct and workplace safety requirements

Артықшылықтар

  • Medical, dental, and vision healthcare coverage
  • Basic and optional term life insurance
  • Short- and long-term disability coverage
  • Pregnancy disability and parental leave
  • 401(k) and employer-funded retirement plan
  • Paid vacation ranging from two to five weeks based on salary grade and tenure
  • Up to 11 paid holiday opportunities
  • Adoption assistance
  • Sick and Safe Leave accrued at one hour per 30 hours worked, up to 80 hours per calendar year unless otherwise required by law
  • Incentive and recognition programs
  • Employee equity stock purchase opportunity
  • 401(k) contributions and pension

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