RSM US LLP
RSM US LLP
RSM US LLP is the U.S. member firm of RSM International, serving primarily middle market businesses through assurance, tax, and consulting services. Its work combines sector knowledge with practical business advice, helping clients address complex operational and strategic challenges, strengthen performance, and pursue sustainable growth.

Temporary AML IT Audit Consultant - Remote United States

RSM US LLP is seeking a temporary AML IT Audit Consultant to support a global banking client. The role focuses on validating AML technology controls, model governance, and regulatory remediation.

Description

  • Support a global banking client with regulatory remediation and issue-validation work
  • Assess technology controls used in Anti-Money Laundering (AML) and Financial Crimes programs
  • Verify remediation efforts and evaluate alignment with regulatory expectations
  • Review the design and operating effectiveness of IT controls for transaction monitoring, sanctions screening, and KYC/CDD platforms
  • Carry out issue validation and remediation testing
  • Perform risk-based audit procedures, including control assessments and targeted substantive testing
  • Assess IT general controls, change management, security, operational, and data processes
  • Conduct model validation and control testing across governance, methodologies, assumptions, and documentation
  • Examine technical documentation, system configurations, data flows, reports, and application controls
  • Identify control deficiencies, determine root causes, and recommend improvements
  • Produce audit documentation for internal audit, regulatory, and stakeholder review

Requirements

  • At least five years of experience in IT audit, technology risk, internal audit, or a related banking or financial services field
  • Experience conducting control testing, targeted substantive testing, issue validation, or regulatory remediation reviews
  • Working knowledge of AML and Financial Crimes processes, including transaction monitoring, sanctions screening, and customer due diligence
  • Experience assessing IT general controls (ITGCs), application controls, security controls, and change management processes
  • Experience with model validation, model governance, or control-effectiveness assessments
  • Ability to analyze technical documentation, system architecture, data flows, system configurations, and code
  • Strong analytical, documentation, written communication, and stakeholder-management capabilities
  • RSM does not intend to hire entry-level candidates who will require sponsorship now or in the future
  • Preferred experience with consent-order validation and regulatory remediation programs
  • Preferred experience supporting large global banking institutions
  • Preferred background in AML, Financial Crimes, Compliance, or Regulatory Risk functions
  • Preferred knowledge of Model Risk Management or model-governance frameworks
  • Preferred familiarity with regulatory environments involving the OCC, Federal Reserve, FDIC, or comparable bodies

Benefits

  • Competitive compensation and benefits package
  • Flexible work schedule
  • Recruitment and employment accommodations for applicants with disabilities
  • Equal opportunity employment and reasonable accommodation

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