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TD is a major North American bank serving individuals, businesses, and institutional clients through personal and business banking, insurance, wealth management, and securities services. Its broad operating model supports career opportunities across banking and finance, with roles spanning different regions and areas of expertise. TD also emphasizes sustainability, diversity, equity, inclusion, and community impact, shaping a workplace culture centered on care, respect, and employee growth.
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Senior Financial Crimes Auditor – Charlotte, NC (Onsite)

Senior Auditor responsible for financial-crime and BSA/AML audits at TD. The role covers control testing, issue identification, and communicating findings to stakeholders and audit leadership.

USUnited StatesMEMaineNJNew JerseyNYNew YorkNCNorth CarolinaSCSouth Carolina
$64,820 – $106,090 / year
On-siteFull-timeSeniorEnglish RequiredAuditor

Description

  • Lead audits for an assigned business, specialty, function, or project
  • Complete assigned audit activities independently from start to finish
  • Perform audit work in line with approved plans and professional standards
  • Test controls by documenting walkthroughs, creating and executing test scripts, and identifying issues
  • Manage stakeholder communications throughout the audit lifecycle
  • Evaluate internal controls and communicate findings and recommendations to stakeholders and audit leaders
  • Track and address findings from regulatory and internal divisional audits in accordance with firm policy
  • Contribute subject-matter expertise to audit projects and initiatives
  • Assess internal processes and activities, identify control weaknesses or failures, and recommend efficiency improvements
  • Prepare complex reports, analyses, and assessments
  • Manage workload to deliver accurate, high-quality results within assigned deadlines
  • Track emerging trends and apply relevant business and analytical tools and techniques
  • Prepare and present audit findings and presentation materials for management and broader audiences
  • Recognize significant issues and escalate them to the appropriate stakeholders
  • Support analysis, due diligence, and initiative implementation
  • Build expertise, share knowledge, strengthen cross-business relationships, and support team and divisional objectives

Requirements

  • An undergraduate degree is required
  • At least 3 years of relevant experience
  • At least 3 years of audit, compliance testing, or monitoring experience is preferred
  • Banking audit experience is preferred, particularly in Financial Crime, BSA/AML, Governance, Risk, or Oversight functions
  • Professional certifications such as CIA, CPA, CRMA, CAMS, or CFE, or progress toward one, are preferred
  • Strong written and verbal communication abilities
  • Strong analytical and problem-solving capabilities
  • Ability to work independently and collaboratively within a team
  • Proficiency with Microsoft Office, including Excel, Word, and PowerPoint
  • Experience using risk management and audit tools
  • Ability to handle confidential information discreetly
  • Ability to work from the Charlotte, North Carolina location
  • Availability for occasional domestic travel

Benefits

  • Variable compensation and incentive awards, including potential cash and/or equity incentives
  • Health and wellness benefits
  • Savings and retirement programs
  • Paid time off, including Vacation PTO, Flex PTO, and Holiday PTO
  • Banking benefits and discounts
  • Career development opportunities
  • Reward and recognition programs
  • Regular career, development, and performance discussions
  • Access to an online learning platform
  • Mentoring programs
  • Training and onboarding sessions
  • Equal opportunity employment and applicant accommodations

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