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TD
TD
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TD is a major North American bank serving individuals, businesses, and institutional clients through personal and business banking, insurance, wealth management, and securities services. Its broad operating model supports career opportunities across banking and finance, with roles spanning different regions and areas of expertise. TD also emphasizes sustainability, diversity, equity, inclusion, and community impact, shaping a workplace culture centered on care, respect, and employee growth.
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Compliance Business Oversight Manager – TD, Charlotte Onsite

Lead compliance oversight, regulatory risk management, and change initiatives for TD’s US Digital Banking operations. Advise business leaders, challenge controls and risk decisions, and present material initiatives to executives.

USUnited StatesMEMaineNJNew JerseyNYNew YorkNCNorth CarolinaSCSouth Carolina
$91,000 – $145,600 / year
On-siteFull-timeSeniorLeadEnglish RequiredCompliance

Description

  • Oversee compliance advisory activities, effective challenge, and compliance risk management for US Digital Banking
  • Coordinate engagement between Compliance teams and Digital Banking business lines
  • Provide primary compliance support, oversight, and independent challenge for activities and initiatives with regulatory impact
  • Serve as a subject matter expert on consumer banking laws, rules, and regulations, providing guidance and challenge
  • Monitor business activity through issue management, compliance monitoring, and testing
  • Participate in governance forums, committees, recurring meetings, and change management activities
  • Assess and challenge regulatory risks, mitigations, and launch conditions for material changes and new initiatives
  • Present business initiatives and compliance considerations to executives for approval
  • Track compliance issues and drive their timely resolution
  • Lead change management for new and amended state regulatory requirements
  • Analyze regulatory complaints, business reporting, and key risk indicators to identify trends and compliance exposure
  • Review first-line testing and support mapping between regulatory requirements and controls
  • Partner with cross-functional teams to strengthen the compliance framework and reduce risk exposure
  • Guide business partners through regulatory and policy changes
  • Design and implement Compliance programs and risk assessments
  • Produce compliance summaries, presentations, briefing materials, and required reports
  • Represent Compliance on internal and external committees
  • Oversee high-risk initiatives and escalations
  • Perform internal and external research and support management communications
  • Mentor colleagues, share expertise, and contribute to team development

Requirements

  • Bachelor’s degree or equivalent professional experience
  • At least 7 years of relevant experience
  • Deep knowledge of consumer banking regulations, including Regulation E, Regulation Z, E-Sign, Regulation V, Regulation DD, FDIC requirements, and state laws governing artificial intelligence
  • Experience conducting compliance monitoring, testing, and control mapping
  • Practical experience managing compliance issues and regulatory change
  • Strong written and verbal communication abilities
  • Confidence presenting to executive audiences
  • Ability to build relationships across multiple business lines
  • Experience implementing artificial intelligence initiatives in consumer banking is preferred
  • CRCM certification is preferred
  • Ability to perform sedentary work and use standard office equipment
  • Willingness to travel domestically on occasion

Benefits

  • Eligibility for variable compensation and incentive awards, including cash and/or equity awards
  • Health and wellness benefits
  • Savings and retirement programs
  • Paid time off, including Vacation PTO, Flex PTO, and Holiday PTO
  • Banking products, benefits, and discounts
  • Career development opportunities
  • Reward and recognition programs
  • Ongoing development discussions, training, and performance conversations
  • Access to an online learning platform
  • Mentoring opportunities
  • Training and onboarding programs
  • Opportunities for domestic travel

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