NatWest Group
NatWest Group
NatWest Group ir Apvienotajā Karalistē bāzēta banku un finanšu pakalpojumu organizācija, kas apkalpo privātpersonas, komerciālos un institucionālos klientus. Tās darbība aptver banku pakalpojumus, finanses un finanšu tehnoloģijas, tostarp komercbanku darbību, aktīvu pārvaldību un risku pārvaldību. Grupa uzsver arī attiecības ar klientiem un kopienām, kā arī iespējas veidot karjeru tās banku un tehnoloģiju jomā strādājošajās komandās.

Trade and Transaction Reporting Manager, VP – Regulatory Assurance

Lead assurance for trade and transaction reporting controls across asset classes. Drive governance, breach remediation, and readiness for regulatory change.

Apraksts

  • Oversee daily trade and transaction reporting processes
  • Ensure compliance with control frameworks and regulatory obligations
  • Contribute regulatory expertise, data analysis, and issue remediation to reporting initiatives
  • Oversee submissions across asset classes to ensure completeness, accuracy, and timeliness
  • Chair governance forums and keep daily processes within agreed service levels
  • Review and challenge exception handling, reconciliations, controls, and process issues
  • Investigate and resolve reporting issues and breaches
  • Conduct root-cause, impact, and materiality assessments
  • Prepare operations for new and amended regulations
  • Identify, investigate, and escalate reporting breaches through governance forums
  • Work with stakeholders to resolve compliance breaches and maintain agreed risk appetite

Prasības

  • Strong knowledge of regulatory reporting requirements across multiple global regulators
  • Knowledge of relevant asset classes and structured trading businesses
  • Experience in trade reporting or a middle office environment is preferred
  • Substantial experience in regulatory reporting and assurance
  • Knowledge of investment banking products
  • Knowledge of front-to-back processes that support a stable, controlled regulatory reporting environment
  • Strong relationship-building and stakeholder engagement skills
  • Excellent knowledge of risk and control frameworks, including process and control documentation and supervisory frameworks

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