NatWest Group
NatWest Group
„NatWest Group“ yra Jungtinėje Karalystėje veikianti bankininkystės ir finansinių paslaugų organizacija, aptarnaujanti privačius, verslo ir institucinius klientus. Jos veikla apima bankininkystę, finansavimą ir finansines technologijas, įskaitant verslo bankininkystę, turto valdymą ir rizikos valdymą. Grupė taip pat pabrėžia ryšius su klientais ir bendruomenėmis bei galimybes kurti karjerą jos bankininkystės ir technologijų srityse dirbančiose komandose.

Trade and Transaction Reporting Manager, VP – Regulatory Assurance

Lead assurance for trade and transaction reporting controls across asset classes. Drive governance, breach remediation, and readiness for regulatory change.

Aprašymas

  • Oversee daily trade and transaction reporting processes
  • Ensure compliance with control frameworks and regulatory obligations
  • Contribute regulatory expertise, data analysis, and issue remediation to reporting initiatives
  • Oversee submissions across asset classes to ensure completeness, accuracy, and timeliness
  • Chair governance forums and keep daily processes within agreed service levels
  • Review and challenge exception handling, reconciliations, controls, and process issues
  • Investigate and resolve reporting issues and breaches
  • Conduct root-cause, impact, and materiality assessments
  • Prepare operations for new and amended regulations
  • Identify, investigate, and escalate reporting breaches through governance forums
  • Work with stakeholders to resolve compliance breaches and maintain agreed risk appetite

Reikalavimai

  • Strong knowledge of regulatory reporting requirements across multiple global regulators
  • Knowledge of relevant asset classes and structured trading businesses
  • Experience in trade reporting or a middle office environment is preferred
  • Substantial experience in regulatory reporting and assurance
  • Knowledge of investment banking products
  • Knowledge of front-to-back processes that support a stable, controlled regulatory reporting environment
  • Strong relationship-building and stakeholder engagement skills
  • Excellent knowledge of risk and control frameworks, including process and control documentation and supervisory frameworks

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