NatWest Group
NatWest Group
NatWest Group je bančna in finančna organizacija s sedežem v Združenem kraljestvu, ki zagotavlja storitve fizičnim osebam, podjetjem in institucionalnim strankam. Njeno delo zajema bančništvo, finance in fintech, vključno s poslovnim bančništvom, upravljanjem premoženja in obvladovanjem tveganj. Skupina poudarja tudi svoje odnose s strankami in skupnostmi ter priložnosti za ljudi, ki gradijo kariero v njenih bančnih in tehnološko usmerjenih ekipah.

Trade and Transaction Reporting Manager, VP – Regulatory Assurance

Lead assurance for trade and transaction reporting controls across asset classes. Drive governance, breach remediation, and readiness for regulatory change.

Opis

  • Oversee daily trade and transaction reporting processes
  • Ensure compliance with control frameworks and regulatory obligations
  • Contribute regulatory expertise, data analysis, and issue remediation to reporting initiatives
  • Oversee submissions across asset classes to ensure completeness, accuracy, and timeliness
  • Chair governance forums and keep daily processes within agreed service levels
  • Review and challenge exception handling, reconciliations, controls, and process issues
  • Investigate and resolve reporting issues and breaches
  • Conduct root-cause, impact, and materiality assessments
  • Prepare operations for new and amended regulations
  • Identify, investigate, and escalate reporting breaches through governance forums
  • Work with stakeholders to resolve compliance breaches and maintain agreed risk appetite

Zahteve

  • Strong knowledge of regulatory reporting requirements across multiple global regulators
  • Knowledge of relevant asset classes and structured trading businesses
  • Experience in trade reporting or a middle office environment is preferred
  • Substantial experience in regulatory reporting and assurance
  • Knowledge of investment banking products
  • Knowledge of front-to-back processes that support a stable, controlled regulatory reporting environment
  • Strong relationship-building and stakeholder engagement skills
  • Excellent knowledge of risk and control frameworks, including process and control documentation and supervisory frameworks

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