NatWest Group
NatWest Group
NatWest Group यूके स्थित बैंकिंग और वित्तीय सेवाओं का एक संगठन है, जो व्यक्तिगत, वाणिज्यिक और संस्थागत ग्राहकों को सेवाएँ प्रदान करता है। इसका कार्य बैंकिंग, वित्त और फिनटेक के क्षेत्रों में फैला है, जिसमें वाणिज्यिक बैंकिंग, संपत्ति प्रबंधन और जोखिम प्रबंधन जैसी सेवाएँ शामिल हैं। यह समूह ग्राहकों और समुदायों के साथ अपने संबंधों को भी महत्व देता है तथा बैंकिंग और प्रौद्योगिकी-केंद्रित टीमों में करियर बनाने के इच्छुक लोगों के लिए अवसरों को रेखांकित करता है।

Trade and Transaction Reporting Manager, VP – Regulatory Assurance

Lead assurance for trade and transaction reporting controls across asset classes. Drive governance, breach remediation, and readiness for regulatory change.

विवरण

  • Oversee daily trade and transaction reporting processes
  • Ensure compliance with control frameworks and regulatory obligations
  • Contribute regulatory expertise, data analysis, and issue remediation to reporting initiatives
  • Oversee submissions across asset classes to ensure completeness, accuracy, and timeliness
  • Chair governance forums and keep daily processes within agreed service levels
  • Review and challenge exception handling, reconciliations, controls, and process issues
  • Investigate and resolve reporting issues and breaches
  • Conduct root-cause, impact, and materiality assessments
  • Prepare operations for new and amended regulations
  • Identify, investigate, and escalate reporting breaches through governance forums
  • Work with stakeholders to resolve compliance breaches and maintain agreed risk appetite

आवश्यकताएँ

  • Strong knowledge of regulatory reporting requirements across multiple global regulators
  • Knowledge of relevant asset classes and structured trading businesses
  • Experience in trade reporting or a middle office environment is preferred
  • Substantial experience in regulatory reporting and assurance
  • Knowledge of investment banking products
  • Knowledge of front-to-back processes that support a stable, controlled regulatory reporting environment
  • Strong relationship-building and stakeholder engagement skills
  • Excellent knowledge of risk and control frameworks, including process and control documentation and supervisory frameworks

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