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Nomura
Nomura
H1B vīzas sponsorsBanku darbībaFinansesFintech
Nomura ir globāla finanšu pakalpojumu grupa, kas apkalpo plašu klientu loku, piedāvājot investīciju banku pakalpojumus, aktīvu pārvaldību un privāto klientu brokeru pakalpojumus. Uzņēmums apvieno starptautisku darbības tvērumu ar dziļu izpratni par Āzijas tirgiem, nodrošinot finanšu risinājumus, kas palīdz klientiem pieņemt pārdomātus lēmumus un reaģēt uz mainīgajiem tirgus apstākļiem.
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Vakances uzņēmumā

Client Due Diligence Analyst (FTC) - Singapore

Nomura is seeking a Singapore-based Client Due Diligence Analyst for its wealth management operations. The role covers KYC reviews, AML controls, documentation checks, risk assessment, and regulatory compliance.

SGSingapūraKlātienēPilna slodzeJaunākais speciālistsVidējais līmenisGrāds nav nepieciešamsNepieciešamā Valoda: angļuAnalītiķis
Python

Apraksts

  • Serve as a liaison and subject matter expert for IWM Front Office rolling and event-triggered reviews.
  • Perform KYC controls for wealth management clients and counterparties.
  • Review client documentation, conduct name screening, and maintain static data.
  • Complete periodic and event-triggered client reviews.
  • Track case progress and coordinate with Front Office, Financial Crime Compliance, and Business Management teams.
  • Evaluate client risk and apply risk-based approaches.
  • Accurately and promptly validate and update client information and documents in relevant systems.
  • Maintain reliable data feeds for internal systems and internal or regulatory reporting.
  • Revise KYC procedures and implement operational changes required by policy.
  • Identify system and process improvements that strengthen controls and efficiency.
  • Collaborate with IT teams to deliver system enhancements.
  • Support risk mitigation, scalable processes, metrics-led management, and client service initiatives.
  • Contribute to automation and control enhancement projects.
  • Work with Front Office, Operations, Compliance, and Legal teams to safeguard clients and protect the Bank.

Prasības

  • At least two years of relevant experience in wealth management KYC operations or compliance.
  • Strong knowledge of KYC, AML, and regulatory requirements issued by MAS and other major Asian regulators.
  • Excellent written and verbal communication skills.
  • Ability to communicate effectively with stakeholders at all levels.
  • Ability to assess risk types associated with individuals, private companies, and corporations.
  • Strong document validation capabilities.
  • Ability to work independently with minimal supervision.
  • Ability to succeed in virtual, collaborative team environments.
  • Integrity and a strong work ethic.
  • Vigilance in identifying and promptly escalating potential compliance risks.
  • Proficiency with Microsoft Excel, Word, PowerPoint, and Teams.
  • Knowledge of or experience with Power BI, Python, Alteryx, AI, LLM, or NLP is preferred.
  • Hands-on experience with KYC and document processes, including system updates, due diligence, document validation, and uploads; three to five years of experience is required.

Priekšrocības

  • Employment under an equal opportunity policy.
  • Commitment to diversity, equity, and inclusion.
  • A workplace culture focused on psychological safety and risk awareness.
  • Opportunities for professional development and knowledge sharing.
  • A virtual, collaborative team environment.

Saistītās vakances

Terumo Medical Corporation

Region Manager, Terumo Interventional Systems Sales

Terumo Medical Corporation
1001 – 5000 Darbinieki
H1B vīzas sponsorsKonsultācijasRažošanaVeselības aprūpe
USAmerikas Savienotās ValstisNJŅūdžersija
120 000 $ – 165 000 $ / gads
KlātienēPilna slodzeVidējais līmenisVecākais speciālistsNepieciešamā Valoda: angļuVadītājs

Lead medical device sales across a North Central New Jersey region, managing field teams and hospital relationships. Drive regional revenue, sales performance, and compliant promotion of Terumo Interventional Systems products.

Atvērt