Nomura
Nomura
Nomura एक वैश्विक वित्तीय सेवा समूह है, जो निवेश बैंकिंग, परिसंपत्ति प्रबंधन और खुदरा ब्रोकरेज के माध्यम से विभिन्न प्रकार के ग्राहकों को सेवाएँ प्रदान करता है। कंपनी अंतरराष्ट्रीय पहुँच को एशियाई बाजारों की गहन विशेषज्ञता के साथ जोड़ती है और ऐसी वित्तीय समाधान उपलब्ध कराती है, जो ग्राहकों को सूचित निर्णय लेने तथा बदलती बाजार परिस्थितियों के अनुरूप प्रतिक्रिया देने में सहायता करते हैं।

Client Due Diligence Analyst (FTC) - Singapore

Nomura is seeking a Singapore-based Client Due Diligence Analyst for its wealth management operations. The role covers KYC reviews, AML controls, documentation checks, risk assessment, and regulatory compliance.

विवरण

  • Serve as a liaison and subject matter expert for IWM Front Office rolling and event-triggered reviews.
  • Perform KYC controls for wealth management clients and counterparties.
  • Review client documentation, conduct name screening, and maintain static data.
  • Complete periodic and event-triggered client reviews.
  • Track case progress and coordinate with Front Office, Financial Crime Compliance, and Business Management teams.
  • Evaluate client risk and apply risk-based approaches.
  • Accurately and promptly validate and update client information and documents in relevant systems.
  • Maintain reliable data feeds for internal systems and internal or regulatory reporting.
  • Revise KYC procedures and implement operational changes required by policy.
  • Identify system and process improvements that strengthen controls and efficiency.
  • Collaborate with IT teams to deliver system enhancements.
  • Support risk mitigation, scalable processes, metrics-led management, and client service initiatives.
  • Contribute to automation and control enhancement projects.
  • Work with Front Office, Operations, Compliance, and Legal teams to safeguard clients and protect the Bank.

आवश्यकताएँ

  • At least two years of relevant experience in wealth management KYC operations or compliance.
  • Strong knowledge of KYC, AML, and regulatory requirements issued by MAS and other major Asian regulators.
  • Excellent written and verbal communication skills.
  • Ability to communicate effectively with stakeholders at all levels.
  • Ability to assess risk types associated with individuals, private companies, and corporations.
  • Strong document validation capabilities.
  • Ability to work independently with minimal supervision.
  • Ability to succeed in virtual, collaborative team environments.
  • Integrity and a strong work ethic.
  • Vigilance in identifying and promptly escalating potential compliance risks.
  • Proficiency with Microsoft Excel, Word, PowerPoint, and Teams.
  • Knowledge of or experience with Power BI, Python, Alteryx, AI, LLM, or NLP is preferred.
  • Hands-on experience with KYC and document processes, including system updates, due diligence, document validation, and uploads; three to five years of experience is required.

लाभ

  • Employment under an equal opportunity policy.
  • Commitment to diversity, equity, and inclusion.
  • A workplace culture focused on psychological safety and risk awareness.
  • Opportunities for professional development and knowledge sharing.
  • A virtual, collaborative team environment.

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