Tradeify este o companie fintech și de tranzacționare pe cont propriu, axată pe sprijinirea traderilor individuali de contracte futures și criptomonede pentru a avea acces la oportunități de tranzacționare finanțată. Modelul său combină provocări de evaluare, conturi simulate Lightning Funded și conturi finanțate active, alături de instrumente de tranzacționare integrate, jurnal și analize încorporate, plăți automatizate și reguli de risc clar definite. Tradeify oferă, de asemenea, resurse educaționale și comunitare concepute să sprijine traderii pe măsură ce își dezvoltă strategiile, își gestionează riscul și urmăresc să își extindă capitalul de tranzacționare.
Junior Compliance and Reporting Specialist
Support NFA and CFTC reporting and anti-money laundering processes as a junior compliance specialist. Help maintain compliance at a modern futures brokerage.
Descriere
- Monitor the firm’s compliance with NFA and CFTC requirements, and flag potential gaps.
- Maintain registers tracking reporting obligations and recordkeeping.
- Assist with regulatory filings and responses to regulatory inquiries.
- Support the anti-money laundering program through customer risk profiling, transaction monitoring, and preparation of information for suspicious activity reports.
- Review marketing materials under NFA Compliance Rule 2-29 and escalate questions as needed.
- Document policies and procedures, and prepare staff training materials.
- Support recordkeeping and readiness for NFA examinations.
- Coordinate with operations, technology, and customer support teams to keep compliance processes running smoothly.
- Handle day-to-day compliance and regulatory reporting for a futures brokerage operating as a Guaranteed Introducing Broker under CFTC and NFA oversight.
Cerințe
- Bring 1–2 years of experience in compliance, regulatory reporting, or a related financial services role.
- Experience in futures, brokerage, or fintech is an advantage.
- Have a degree in finance, economics, law, or a related field, or equivalent experience.
- Pay close attention to detail and routinely double-check your work.
- Use Excel confidently, including to build trackers and simple dashboards.
- Communicate clearly in writing.
- Be curious and ready to learn CFTC and NFA regulations.
- Exposure to NFA rules, CFTC recordkeeping, or BSA/AML is an advantage.
- Use sound judgment about when to seek help or escalate an issue.
- CAMS certification is a plus; interest in pursuing it is also welcome.
- Series 3 is a plus, or be willing to obtain it.
- Experience with KYC/AML processes, compliance software, or brokerage platforms is a plus.
- Be located in the United States.
- Be open to flexible hours for collaboration across time zones, including U.S. time zones, when needed.
Beneficii
- Performance bonus
- Medical insurance
- Dental insurance
- Vision insurance
- 401(k) with employer match
- Licensing support, including NFA AP registration
- Tuition reimbursement
- Opportunity to grow into broader compliance responsibilities
- Learn futures compliance from experienced practitioners