Tradeify — бөлшек фьючерс және криптовалюта трейдерлеріне қаржыландырылатын сауда мүмкіндіктеріне қол жеткізуге көмектесуге бағытталған финтех және меншікті сауда компаниясы. Оның моделі бағалау сынақтарын, симуляцияланған Lightning Funded шоттарын және кіріктірілген сауда құралдары, сауда күнделігі мен талдау функциялары, автоматтандырылған төлемдер және нақты белгіленген тәуекел ережелері бар нақты қаржыландырылатын шоттарды біріктіреді. Сондай-ақ Tradeify трейдерлерге стратегияларын дамытуға, тәуекелді басқаруға және сауда капиталын ұлғайтуға ұмтылуға қолдау көрсету үшін білім беру және қауымдастық ресурстарын ұсынады.
Junior Compliance and Reporting Specialist
Support NFA and CFTC reporting and anti-money laundering processes as a junior compliance specialist. Help maintain compliance at a modern futures brokerage.
Сипаттама
- Monitor the firm’s compliance with NFA and CFTC requirements, and flag potential gaps.
- Maintain registers tracking reporting obligations and recordkeeping.
- Assist with regulatory filings and responses to regulatory inquiries.
- Support the anti-money laundering program through customer risk profiling, transaction monitoring, and preparation of information for suspicious activity reports.
- Review marketing materials under NFA Compliance Rule 2-29 and escalate questions as needed.
- Document policies and procedures, and prepare staff training materials.
- Support recordkeeping and readiness for NFA examinations.
- Coordinate with operations, technology, and customer support teams to keep compliance processes running smoothly.
- Handle day-to-day compliance and regulatory reporting for a futures brokerage operating as a Guaranteed Introducing Broker under CFTC and NFA oversight.
Талаптар
- Bring 1–2 years of experience in compliance, regulatory reporting, or a related financial services role.
- Experience in futures, brokerage, or fintech is an advantage.
- Have a degree in finance, economics, law, or a related field, or equivalent experience.
- Pay close attention to detail and routinely double-check your work.
- Use Excel confidently, including to build trackers and simple dashboards.
- Communicate clearly in writing.
- Be curious and ready to learn CFTC and NFA regulations.
- Exposure to NFA rules, CFTC recordkeeping, or BSA/AML is an advantage.
- Use sound judgment about when to seek help or escalate an issue.
- CAMS certification is a plus; interest in pursuing it is also welcome.
- Series 3 is a plus, or be willing to obtain it.
- Experience with KYC/AML processes, compliance software, or brokerage platforms is a plus.
- Be located in the United States.
- Be open to flexible hours for collaboration across time zones, including U.S. time zones, when needed.
Артықшылықтар
- Performance bonus
- Medical insurance
- Dental insurance
- Vision insurance
- 401(k) with employer match
- Licensing support, including NFA AP registration
- Tuition reimbursement
- Opportunity to grow into broader compliance responsibilities
- Learn futures compliance from experienced practitioners