Ameriprise Financial Services, LLC este o companie de servicii financiare axată pe planificare financiară personalizată, îndrumare pentru investiții și soluții de asigurare. Consultanții săi lucrează direct cu clienții pentru a le înțelege obiectivele și pentru a dezvolta strategii adaptate nevoilor acestora, beneficiind de cercetările Grupului de Cercetare a Investițiilor al companiei și de analiza continuă a piețelor și a economiei. Ameriprise oferă, de asemenea, acces digital la conturile și documentele financiare ale clienților, punând accent pe securitatea și confidențialitatea online.
Investigator II, Financial Crime and Compliance - Minneapolis Hybrid
Investigate fraud, compliance breaches, and suspicious activity for Ameriprise Financial. Use transaction analysis, investigative research, and risk mitigation to help protect client assets.
Descriere
- Lead internal and external investigations involving high-risk compliance issues, financial fraud, and sensitive matters.
- Assess low- to medium-risk cases according to financial exposure, scope, and complexity.
- Deliver advanced investigative and analytical support by collecting information, tracking findings, and recommending actions.
- Search internal and external systems for relevant supporting records.
- Apply basic data analysis to uncover potential issues and reduce risk.
- Coordinate with clients and internal teams on escalated and high-profile investigations.
- Review account transactions to detect fraudulent and suspicious activity.
- Identify fraudulent accounts, monitor controlled addresses, and support USA PATRIOT Act compliance.
- Help business and staff teams evaluate potential problems and risk exposure.
- Develop, manage, and implement operational processes and procedures.
- Contribute subject matter expertise to assigned projects.
- Stay informed about industry practices, products, services, trends, laws, and regulations affecting fraud and compliance.
- Train investigators on procedures and departments on emerging fraud patterns.
Cerințe
- Bachelor’s degree or equivalent four-year education.
- Three to five years of relevant professional experience.
- Proven capabilities in fraud, compliance, and investigations.
- Experience conducting general investigations.
- Strong understanding of fraud, compliance, physical security, and applicable laws and regulations.
- Strong interviewing ability.
- Capacity to organize, prioritize, and complete multiple assignments.
- Strong written and verbal communication skills.
- Strong analytical and problem-solving abilities.
- Proficiency with computers and software, including several internal systems spanning the organization and its product lines.
- Current U.S. work authorization without present or future employment visa sponsorship.
- Facilitation experience is preferred.
- Familiarity with Ameriprise products, services, and business lines related to the role is preferred.
Beneficii
- Compensation is structured around pay for performance.
- Role-dependent variable compensation may include bonuses, commissions, and/or long-term incentives.
- Vacation leave.
- Sick leave.
- 401(k) plan.
- Health insurance.
- Dental insurance.
- Life insurance.
- In-office collaboration with the option to work from home one day each week.
- Reasonable accommodation support is available during recruitment and interviews.