DriveWealth
DriveWealth
DriveWealth este o companie de tehnologie financiară care oferă o platformă de Brokerage-as-a-Service bazată pe API-uri, destinată companiilor care integrează investițiile în produsele lor. Tehnologia sa permite băncilor, brokerilor-dealeri, administratorilor de active, portofelelor digitale și brandurilor pentru consumatori să ofere acces la acțiuni americane, ETF-uri, fonduri mutuale și opțiuni. Platforma acceptă funcții precum tranzacționarea fracțiunilor de acțiuni și tranzacțiile pe baza unor sume în dolari, ajutând partenerii B2B să creeze experiențe de investiții mai accesibile pentru clienții din întreaga lume.

Trade Reporting Analyst — Seoul, Hybrid

Monitor overnight FINRA trade reporting for DriveWealth’s global investing platform in Seoul. Resolve reporting exceptions and hand off critical issues to U.S. brokerage teams.

Descriere

  • Oversee overnight TRF and ORF submissions, checking system health, rejections, and out-of-tolerance conditions.
  • Run the 9:00 p.m. New York time TRF opening-rejection repair process, correcting and resubmitting failed reports within FINRA deadlines.
  • Manage the EBS submission queue and escalate unresolved items to the U.S. team.
  • Verify CAT submission completion, investigate failures, and escalate issues as needed.
  • Produce detailed shift-end reports covering exceptions, outstanding items, and notable activity for the incoming U.S. team.
  • Escalate unresolved or high-severity issues promptly and assess when immediate U.S. support is necessary.
  • Keep clear, auditable records of monitoring, repairs, and escalations in accordance with written supervisory procedures.
  • Develop working knowledge of FINRA and SEC trade-reporting rules to identify trends and suggest process improvements.
  • Collaborate with Engineering and Brokerage Operations to strengthen automation and the reliability of overnight monitoring workflows.

Cerințe

  • At least two years of experience in financial services operations, trade support, or regulatory reporting.
  • Experience with FINRA trade reporting through TRF, CAT, or EBS—or comparable MiFID II or EMIR transaction reporting—is a plus.
  • Availability for a shift aligned with the U.S. overnight trading session.
  • Demonstrated ownership and disciplined execution in high-stakes, deadline-sensitive environments.
  • Strong prioritization skills, including sound judgment about when to escalate or resolve issues independently.
  • Strong written communication skills.
  • Exceptional integrity, judgment, attention to detail, and respect for risk controls and regulatory obligations.
  • Bachelor’s degree or local equivalent in Finance, Business, or a related field, or equivalent professional experience.
  • Legal authorization to work in South Korea when applying.
  • Original work-authorization documents must be provided by the first day of employment.

Beneficii

  • Competitive compensation.
  • Equity.
  • 401(k) match.
  • Medical insurance.
  • Dental insurance.
  • Vision insurance.
  • Disability insurance.
  • Paid parental leave.
  • Wellness reimbursement.
  • Company-provided phone.
  • Personal development allowance.
  • Generous paid time off.
  • Observed holidays.
  • Bonus.
  • Heavily subsidized benefits and perks.

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