DriveWealth
DriveWealth
DriveWealth is a fintech company that provides an API-based Brokerage-as-a-Service platform for businesses building investing into their products. Its technology enables banks, broker-dealers, asset managers, digital wallets, and consumer brands to offer access to US equities, ETFs, mutual funds, and options. The platform supports features such as fractional-share and dollar-based trading, helping B2B partners create more accessible investment experiences for customers worldwide.

Trade Reporting Analyst — Seoul, Hybrid

Monitor overnight FINRA trade reporting for DriveWealth’s global investing platform in Seoul. Resolve reporting exceptions and hand off critical issues to U.S. brokerage teams.

Description

  • Oversee overnight TRF and ORF submissions, checking system health, rejections, and out-of-tolerance conditions.
  • Run the 9:00 p.m. New York time TRF opening-rejection repair process, correcting and resubmitting failed reports within FINRA deadlines.
  • Manage the EBS submission queue and escalate unresolved items to the U.S. team.
  • Verify CAT submission completion, investigate failures, and escalate issues as needed.
  • Produce detailed shift-end reports covering exceptions, outstanding items, and notable activity for the incoming U.S. team.
  • Escalate unresolved or high-severity issues promptly and assess when immediate U.S. support is necessary.
  • Keep clear, auditable records of monitoring, repairs, and escalations in accordance with written supervisory procedures.
  • Develop working knowledge of FINRA and SEC trade-reporting rules to identify trends and suggest process improvements.
  • Collaborate with Engineering and Brokerage Operations to strengthen automation and the reliability of overnight monitoring workflows.

Requirements

  • At least two years of experience in financial services operations, trade support, or regulatory reporting.
  • Experience with FINRA trade reporting through TRF, CAT, or EBS—or comparable MiFID II or EMIR transaction reporting—is a plus.
  • Availability for a shift aligned with the U.S. overnight trading session.
  • Demonstrated ownership and disciplined execution in high-stakes, deadline-sensitive environments.
  • Strong prioritization skills, including sound judgment about when to escalate or resolve issues independently.
  • Strong written communication skills.
  • Exceptional integrity, judgment, attention to detail, and respect for risk controls and regulatory obligations.
  • Bachelor’s degree or local equivalent in Finance, Business, or a related field, or equivalent professional experience.
  • Legal authorization to work in South Korea when applying.
  • Original work-authorization documents must be provided by the first day of employment.

Benefits

  • Competitive compensation.
  • Equity.
  • 401(k) match.
  • Medical insurance.
  • Dental insurance.
  • Vision insurance.
  • Disability insurance.
  • Paid parental leave.
  • Wellness reimbursement.
  • Company-provided phone.
  • Personal development allowance.
  • Generous paid time off.
  • Observed holidays.
  • Bonus.
  • Heavily subsidized benefits and perks.

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