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Benchmark Capital
Benchmark Capital
201 – 500 Darbuotojai
B2CFinansai
„Benchmark Capital“ yra Jungtinėje Karalystėje veikianti finansų įmonė, besispecializuojanti finansų planavimo, turto valdymo ir individualių konsultacijų srityse, skirtose privatiems asmenims, šeimoms ir įmonėms. Į klientus orientuotas darbas vykdomas regioniniuose biuruose visoje Jungtinėje Karalystėje, puoselėjant ilgalaikius santykius ir pritaikytus finansinius sprendimus. Įmonės karjeros informacija suteikia konteksto kandidatams, besidomintiems konsultavimo ir susijusiomis pareigomis decentralizuotoje komandoje, aptarnaujančioje vietos bendruomenes.
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Darbai įmonėje

Compliance Team Manager – Benchmark Capital (Hybrid, UK)

Lead compliance analysts and monitoring officers at Benchmark Capital, strengthening FCA oversight across wealth management services. Focus on controls, regulatory risk and positive client outcomes.

GBJungtinė KaralystėHibridinisVisas etatasVidutinis lygisVyresnysis specialistasPrivaloma Kalba: anglųAtitiktis

Aprašymas

  • Oversee daily compliance monitoring and oversight.
  • Manage, coach and develop Compliance Analysts and Compliance Monitoring Officers.
  • Set team goals and hold regular performance reviews and check-ins.
  • Deliver compliance monitoring programmes and business controls.
  • Identify regulatory risks and implement controls and mitigation measures.
  • Track regulatory changes and assess their business impact.
  • Prepare management information and reports for senior stakeholders.
  • Partner with senior leaders and board members on regulatory and compliance issues.
  • Assist with FCA notifications and regulatory engagement as needed.
  • Improve processes and enhance systems.
  • Give operational teams compliance guidance, training and best-practice support.
  • Analyse business data and trends to spot emerging risks and opportunities.
  • Stand in for the Compliance Manager when required.

Reikalavimai

  • Level 4 Diploma in Financial Planning or equivalent, and/or relevant investment qualifications.
  • Experience in compliance, platform operations or a regulatory environment.
  • Prior people management experience or demonstrated experience deputising for a manager.
  • Strong knowledge of FCA regulations and how to apply them in practice.
  • Understanding of risk management, controls and compliance monitoring frameworks.
  • Strong analytical and problem-solving skills.
  • Effective communication and stakeholder management skills.
  • Experience preparing management information and regulatory reports.
  • Working knowledge of Microsoft Office, especially Excel.
  • Experience with systems such as Fusion, Enable or SEI is an advantage.

Privalumai

  • Lead by example and act with integrity.
  • Build strong relationships across all levels of the business.
  • Apply a practical, risk-based approach to compliance.
  • Balance regulatory requirements with commercial realities.
  • Motivate and develop colleagues to achieve high standards.
  • Promote positive customer outcomes and Treating Customers Fairly principles.
  • Act with due skill, care and diligence.

Susiję darbai

S&P Global

Senior Director of Risk and Compliance

S&P Global
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GBJungtinė KaralystėHibridinisVisas etatasVyresnysis specialistasPrivaloma Kalba: anglųAtitiktis
AWSAzureDebesijaDockerGoogle Cloud PlatformKibernetinis saugumasKubernetesOpenShift

Lead client security negotiations and regulatory compliance risk for S&P Global Market Intelligence. Advise Sales, Legal, and technical teams on enterprise security commitments.

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Codasip

Senior Product Compliance and Assurance Manager, Semiconductor SoC

Codasip
201 – 500 Darbuotojai
Aparatinė įrangaAutomobilių pramonėKibernetinis saugumas
GBJungtinė KaralystėHibridinisVisas etatasVyresnysis specialistasVadovasPrivaloma Kalba: anglųAtitiktis
Kibernetinis saugumas

Lead product compliance and assurance for Codasip’s secure semiconductor and SoC designs, covering safety, security and certification evidence. Manage compliance engineers across the UK and German design centres.

Atidaryti