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Benchmark Capital
Benchmark Capital
201 – 500 Employees
B2CFinance
Benchmark Capital is a UK-based finance firm specialising in financial planning, wealth management and personalised advice for individuals, families and businesses. Its client-focused work is delivered through regional offices across the United Kingdom, supporting long-term relationships and tailored financial solutions. The company’s careers content provides context for candidates interested in advisory and related roles within a distributed team serving local communities.
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Compliance Team Manager – Benchmark Capital (Hybrid, UK)

Lead compliance analysts and monitoring officers at Benchmark Capital, strengthening FCA oversight across wealth management services. Focus on controls, regulatory risk and positive client outcomes.

GBUnited KingdomHybridFull-timeMiddleSeniorEnglish RequiredCompliance

Description

  • Oversee daily compliance monitoring and oversight.
  • Manage, coach and develop Compliance Analysts and Compliance Monitoring Officers.
  • Set team goals and hold regular performance reviews and check-ins.
  • Deliver compliance monitoring programmes and business controls.
  • Identify regulatory risks and implement controls and mitigation measures.
  • Track regulatory changes and assess their business impact.
  • Prepare management information and reports for senior stakeholders.
  • Partner with senior leaders and board members on regulatory and compliance issues.
  • Assist with FCA notifications and regulatory engagement as needed.
  • Improve processes and enhance systems.
  • Give operational teams compliance guidance, training and best-practice support.
  • Analyse business data and trends to spot emerging risks and opportunities.
  • Stand in for the Compliance Manager when required.

Requirements

  • Level 4 Diploma in Financial Planning or equivalent, and/or relevant investment qualifications.
  • Experience in compliance, platform operations or a regulatory environment.
  • Prior people management experience or demonstrated experience deputising for a manager.
  • Strong knowledge of FCA regulations and how to apply them in practice.
  • Understanding of risk management, controls and compliance monitoring frameworks.
  • Strong analytical and problem-solving skills.
  • Effective communication and stakeholder management skills.
  • Experience preparing management information and regulatory reports.
  • Working knowledge of Microsoft Office, especially Excel.
  • Experience with systems such as Fusion, Enable or SEI is an advantage.

Benefits

  • Lead by example and act with integrity.
  • Build strong relationships across all levels of the business.
  • Apply a practical, risk-based approach to compliance.
  • Balance regulatory requirements with commercial realities.
  • Motivate and develop colleagues to achieve high standards.
  • Promote positive customer outcomes and Treating Customers Fairly principles.
  • Act with due skill, care and diligence.

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