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Benchmark Capital
Benchmark Capital
201 – 500 कर्मचारी
B2Cवित्त
Benchmark Capital ब्रिटेन स्थित एक वित्तीय संस्था है, जो व्यक्तियों, परिवारों और व्यवसायों के लिए वित्तीय योजना, संपत्ति प्रबंधन और व्यक्तिगत सलाह में विशेषज्ञता रखती है। इसका ग्राहक-केंद्रित कार्य पूरे यूनाइटेड किंगडम में स्थित क्षेत्रीय कार्यालयों के माध्यम से किया जाता है, जिससे दीर्घकालिक संबंधों और अनुकूलित वित्तीय समाधानों को सहयोग मिलता है। कंपनी की करियर सामग्री स्थानीय समुदायों की सेवा करने वाली वितरित टीम में सलाहकार और संबंधित भूमिकाओं में रुचि रखने वाले उम्मीदवारों के लिए संदर्भ प्रदान करती है।
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कंपनी की नौकरियाँ

Compliance Team Manager – Benchmark Capital (Hybrid, UK)

Lead compliance analysts and monitoring officers at Benchmark Capital, strengthening FCA oversight across wealth management services. Focus on controls, regulatory risk and positive client outcomes.

GBयूनाइटेड किंगडमहाइब्रिडपूर्णकालिकमध्य स्तरवरिष्ठआवश्यक भाषा: अंग्रेज़ीअनुपालन

विवरण

  • Oversee daily compliance monitoring and oversight.
  • Manage, coach and develop Compliance Analysts and Compliance Monitoring Officers.
  • Set team goals and hold regular performance reviews and check-ins.
  • Deliver compliance monitoring programmes and business controls.
  • Identify regulatory risks and implement controls and mitigation measures.
  • Track regulatory changes and assess their business impact.
  • Prepare management information and reports for senior stakeholders.
  • Partner with senior leaders and board members on regulatory and compliance issues.
  • Assist with FCA notifications and regulatory engagement as needed.
  • Improve processes and enhance systems.
  • Give operational teams compliance guidance, training and best-practice support.
  • Analyse business data and trends to spot emerging risks and opportunities.
  • Stand in for the Compliance Manager when required.

आवश्यकताएँ

  • Level 4 Diploma in Financial Planning or equivalent, and/or relevant investment qualifications.
  • Experience in compliance, platform operations or a regulatory environment.
  • Prior people management experience or demonstrated experience deputising for a manager.
  • Strong knowledge of FCA regulations and how to apply them in practice.
  • Understanding of risk management, controls and compliance monitoring frameworks.
  • Strong analytical and problem-solving skills.
  • Effective communication and stakeholder management skills.
  • Experience preparing management information and regulatory reports.
  • Working knowledge of Microsoft Office, especially Excel.
  • Experience with systems such as Fusion, Enable or SEI is an advantage.

लाभ

  • Lead by example and act with integrity.
  • Build strong relationships across all levels of the business.
  • Apply a practical, risk-based approach to compliance.
  • Balance regulatory requirements with commercial realities.
  • Motivate and develop colleagues to achieve high standards.
  • Promote positive customer outcomes and Treating Customers Fairly principles.
  • Act with due skill, care and diligence.

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