U.S. Bank
U.S. Bank
U.S. Bank — жеке тұлғалар мен бизнеске бөлшек және корпоративтік банкинг, әл-ауқатты басқару, кредиттік андеррайтинг және инвестицияларды басқару қызметтерін ұсынатын, Америка Құрама Штаттарында орналасқан қаржылық қызметтер ұйымы. Компания қаржылық сауаттылық бастамалары мен қоғаммен өзара іс-қимылды да қолдайды. Оның мансапқа арналған материалдарында инклюзияға, жұмыс орнының мәдениетіне, қызметкерлердің дамуына, денсаулық пен әл-ауқатқа баса назар аударылады. U.S. Bank талаптарға сай депозиттік өнімдер бойынша FDIC мүшесі болып табылады; инвестициялық және сақтандыру өнімдері FDIC сақтандыруымен қамтылмайды және құнын жоғалтуы мүмкін.

Capital Markets and Brokerage Controller

Lead accounting, reporting, and controls for U.S. Bank’s introducing and self-clearing broker-dealers. Partner with capital markets executives on compliance, growth, new products, and acquisitions.

Сипаттама

  • Lead accounting, financial reporting, and control activities across multiple broker-dealer entities
  • Manage monthly, quarterly, and annual closes, delivering accurate and timely reporting
  • Oversee GAAP financial statements, regulatory filings, and related disclosures
  • Guide accounting for fixed income trading, underwriting, securities financing, advisory services, and brokerage operations
  • Advise senior business leaders on the accounting and reporting implications of new products, growth initiatives, and acquisitions
  • Lead internal and external audits, regulatory examinations, and stakeholder engagement
  • Improve accounting processes, automation, governance, and control frameworks
  • Develop and mentor a strong team of accounting professionals
  • Work directly with the Broker-Dealer CFO and senior capital markets leaders
  • Support both introducing and self-clearing broker-dealer operations

Талаптар

  • Bachelor’s degree in accounting, finance, or a related field
  • Extensive experience leading accounting and financial reporting for a broker-dealer, investment bank, capital markets, or securities organization
  • In-depth knowledge of U.S. GAAP, financial instruments, broker-dealer operations, and regulatory reporting
  • Demonstrated experience managing PCAOB audits and audited financial statements
  • Strong understanding of SEC Rules 17a-5, 15c3-1, and 15c3-3
  • A record of leading teams and building effective finance organizations
  • Experience supporting introducing and self-clearing broker-dealers preferred
  • Expertise in fixed income trading, underwriting, repo or reverse repo, securities financing, or related capital markets activities preferred
  • Experience supporting acquisitions, integrations, and complex business transformations preferred
  • Exposure to equity trading, equity underwriting, prime brokerage, or institutional markets preferred
  • Active CPA license preferred
  • FINRA Series 27 license preferred
  • Ability to follow U.S. Bank policies and procedures, including its Code of Ethics and Business Conduct and applicable workplace conduct and safety policies
  • Must meet applicable employment eligibility verification and background check requirements

Артықшылықтар

  • Medical, dental, and vision coverage
  • Basic and optional term life insurance
  • Short-term and long-term disability coverage
  • Pregnancy disability and parental leave
  • 401(k) and employer-funded retirement plan
  • Paid vacation of two to five weeks, depending on salary grade and tenure
  • Up to 11 paid holidays
  • Adoption assistance
  • Sick and Safe Leave accrual of one hour per 30 hours worked, up to 80 hours per calendar year unless law provides otherwise
  • Incentive and recognition programs
  • Employee stock purchase plan
  • 401(k) contributions and pension

Ұқсас жұмыс орындары

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