U.S. Bank
U.S. Bank
U.S. Bank संयुक्त राज्य अमेरिका स्थित एक वित्तीय सेवा संस्था है, जो खुदरा और कॉरपोरेट बैंकिंग, संपत्ति प्रबंधन, ऋण मूल्यांकन और निवेश प्रबंधन के माध्यम से व्यक्तियों और व्यवसायों को सेवाएँ प्रदान करती है। कंपनी वित्तीय साक्षरता पहलों और सामुदायिक सहभागिता को भी समर्थन देती है। इसके करियर संबंधी विवरणों में समावेशन, कार्यस्थल संस्कृति, कर्मचारियों के विकास तथा स्वास्थ्य और कल्याण पर विशेष जोर दिया गया है। पात्र जमा उत्पादों के लिए U.S. Bank FDIC का सदस्य है; निवेश और बीमा उत्पाद FDIC द्वारा बीमित नहीं हैं और उनका मूल्य घट सकता है।

Capital Markets and Brokerage Controller

Lead accounting, reporting, and controls for U.S. Bank’s introducing and self-clearing broker-dealers. Partner with capital markets executives on compliance, growth, new products, and acquisitions.

विवरण

  • Lead accounting, financial reporting, and control activities across multiple broker-dealer entities
  • Manage monthly, quarterly, and annual closes, delivering accurate and timely reporting
  • Oversee GAAP financial statements, regulatory filings, and related disclosures
  • Guide accounting for fixed income trading, underwriting, securities financing, advisory services, and brokerage operations
  • Advise senior business leaders on the accounting and reporting implications of new products, growth initiatives, and acquisitions
  • Lead internal and external audits, regulatory examinations, and stakeholder engagement
  • Improve accounting processes, automation, governance, and control frameworks
  • Develop and mentor a strong team of accounting professionals
  • Work directly with the Broker-Dealer CFO and senior capital markets leaders
  • Support both introducing and self-clearing broker-dealer operations

आवश्यकताएँ

  • Bachelor’s degree in accounting, finance, or a related field
  • Extensive experience leading accounting and financial reporting for a broker-dealer, investment bank, capital markets, or securities organization
  • In-depth knowledge of U.S. GAAP, financial instruments, broker-dealer operations, and regulatory reporting
  • Demonstrated experience managing PCAOB audits and audited financial statements
  • Strong understanding of SEC Rules 17a-5, 15c3-1, and 15c3-3
  • A record of leading teams and building effective finance organizations
  • Experience supporting introducing and self-clearing broker-dealers preferred
  • Expertise in fixed income trading, underwriting, repo or reverse repo, securities financing, or related capital markets activities preferred
  • Experience supporting acquisitions, integrations, and complex business transformations preferred
  • Exposure to equity trading, equity underwriting, prime brokerage, or institutional markets preferred
  • Active CPA license preferred
  • FINRA Series 27 license preferred
  • Ability to follow U.S. Bank policies and procedures, including its Code of Ethics and Business Conduct and applicable workplace conduct and safety policies
  • Must meet applicable employment eligibility verification and background check requirements

लाभ

  • Medical, dental, and vision coverage
  • Basic and optional term life insurance
  • Short-term and long-term disability coverage
  • Pregnancy disability and parental leave
  • 401(k) and employer-funded retirement plan
  • Paid vacation of two to five weeks, depending on salary grade and tenure
  • Up to 11 paid holidays
  • Adoption assistance
  • Sick and Safe Leave accrual of one hour per 30 hours worked, up to 80 hours per calendar year unless law provides otherwise
  • Incentive and recognition programs
  • Employee stock purchase plan
  • 401(k) contributions and pension

संबंधित नौकरियाँ

Continental Finance Company

Senior Controller (Hybrid)

Continental Finance Company

Lead accounting operations, financial reporting, and U.S. GAAP compliance at a fintech company that markets and services credit cards. Oversee accounting staff, audits, cash flow, and investor reporting.

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