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ACA Group
ACA Group
1001 – 5000 Zaposleni
Kadrovska tehnologijaPodjetjeSvetovanje
ACA Group is a global professional services firm spanning consulting, enterprise services, and HR technology. Its careers site invites candidates to explore open roles and presents the company as a place to develop professionally, with an emphasis on a diverse and inclusive workforce.
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Delovna mesta v podjetju

Senior Principal Consultant, Outsourced Chief Compliance Officer

Advise financial services firms on governance, risk, and compliance as a Senior Principal Consultant. Lead regulatory reviews and outsourced CCO engagements while managing client relationships and guiding junior staff.

USZdružene države AmerikeCAKalifornijaCOKoloradoCTConnecticutFLFloridaILIllinoisMEMaineMAMassachusettsNYNew YorkNCSeverna KarolinaPAPensilvanijaTNTennesseeTXTeksas
180.000 $ – 200.000 $ / leto
Na daljavoPolni delovni časSeniorZahtevani Jezik: angleščinaKonzultant

Opis

  • Take part in mock regulatory examinations and compliance program reviews.
  • Lead or support examinations and reviews, from document requests and interviews to report drafting and project team oversight.
  • Handle broad engagements for large, complex clients, coordinating and consolidating colleagues’ work.
  • Advise clients on regulatory filings, forensic testing, policies and procedures, marketing materials, compliance issues, and potential resolutions.
  • Act as an outsourced chief compliance officer, ensuring client programs meet regulatory requirements and industry best practices.
  • Manage client relationships and projects with a proactive focus on results and profitability.
  • Provide expert guidance and a strong client experience.
  • Coordinate with finance, sales, and legal teams.
  • Identify and support special projects and internal initiatives.
  • Write industry articles, contribute to sales, conduct or oversee compliance research, and develop or deliver training and presentations.
  • Supervise, train, assess, and guide junior colleagues, providing oversight and feedback.
  • Take on ad hoc projects for clients and internal teams.

Zahteve

  • Hold a bachelor’s degree.
  • Have at least 8 years of industry experience, or 6 years including qualifying experience as an examiner or attorney at the U.S. SEC, NFA, CFTC, FINRA, or another regulatory authority, or as a compliance analyst or consultant at ACA or a comparable consulting firm.
  • Bring advanced knowledge of relevant federal securities laws, rules, and regulatory positions.
  • Demonstrate executive presence and the ability to work with regulators and high-profile clients.
  • Supervisory experience is preferred.
  • Show professional integrity.
  • Be dependable, flexible, and adaptable.
  • Exercise discretion and make independent judgments.
  • Work effectively in a fast-paced environment, independently and in small teams.
  • Build and maintain effective working relationships.
  • Bring strong organizational and problem-solving skills and attention to detail.
  • Communicate effectively in writing and verbally.
  • Be proficient with Microsoft Office applications.
  • Be comfortable in a technology-enabled environment and familiar with web-based applications.
  • Be willing to travel.

Ugodnosti

  • Medical coverage
  • Dental coverage
  • 401(k) plans
  • Paid time off options
  • Flexible work environment
  • ACA paid holidays
  • Summer Fridays
  • Personal and family care leave
  • Other leaves of absence
  • Student debt forgiveness
  • Pet insurance
  • Discretionary bonus

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