Cboe Global Markets
Cboe Global Markets
Cboe Global Markets je upravljavec finančnih borz, ki upravlja trge za opcije, terminske pogodbe in delnice. Njegove trgovalne platforme podpirajo oblikovanje cen, upravljanje tveganj in sodelovanje pri različnih razredih sredstev ter služijo vlagateljem in drugim udeležencem v globalnem finančnem sistemu. Z več kot 1.000 zaposlenimi podjetje združuje strokovno znanje s področij financ, tržne infrastrukture in borzne tehnologije.

Director, Assistant General Counsel – Securities Regulation

Advise Cboe’s U.S. securities and exchange businesses on regulatory matters, rulemaking, and approvals. Help modernize Legal workflows through AI, automation, and improved processes.

Opis

  • Advise Cboe’s U.S. securities businesses, especially Market Data and Access Services and Exchange Traded Product Listings, on legal and regulatory matters
  • Review and draft rules and regulatory filings
  • Explain the rationale for proposed rules and guide changes through internal review and regulatory approval
  • Work with U.S. securities businesses to support growth through legal advice and practical solutions
  • Track regulatory developments and business initiatives, and advise on their legal and regulatory implications
  • Support compliance with national securities exchange requirements, including membership and the products and services of Cboe’s U.S. equities exchanges
  • Advise on regulatory requests, examinations, inspections, and related matters involving Cboe’s U.S. securities exchanges
  • Provide legal support to Compliance, Regulatory, Technology, Operations, Risk, Market Policy & Government Affairs, Billing, and Finance teams
  • Promote regulatory compliance and a strong culture of compliance
  • Address general legal matters related to securities trading and corporate law
  • Review regulatory and informational publications
  • Provide legal support for other company activities
  • Advance the use of AI, automation, and more effective workflows across Legal
  • Work with teams to update core processes, strengthen controls, improve efficiency, and support scale
  • Develop team capabilities and encourage adoption of new tools and technology

Zahteve

  • Bring 8–10 years of relevant experience, preferably at a law firm, financial services firm, or financial market regulator
  • Demonstrate strong legal writing and analytical skills
  • Have experience preparing regulatory filings
  • Understand core equities market structure terms and on-exchange equities trading
  • Be willing to build deeper knowledge of relevant legal and regulatory frameworks
  • Have a basic understanding of market data and access solutions and the ETP regulatory framework, including SEC Rule 6c-11, or be willing to develop it
  • Work independently and collaboratively under the supervision of more senior attorneys
  • Show motivation, attention to detail, strong organization for a heavy workload, and excellent analytical ability
  • Collaborate across business, technology, operations, compliance, regulatory, and legal teams
  • Have experience working with regulators or a strong interest in developing that experience
  • Use AI to streamline legal work such as summarizing rule proposals, comment letters, rules, laws, and regulations
  • Hold a bachelor’s degree and Juris Doctor degree
  • Be licensed to practice law
  • Be proficient with Microsoft Office, including Word, PowerPoint, and Excel
  • Be legally authorized to work in the United States without current or future employer sponsorship; visa sponsorship is unavailable.
  • benefits

Ugodnosti

  • Competitive salary and incentive compensation, with additional upside for exceeding goals
  • Generous paid leave, including vacation, personal and sick days, plus annual community service days
  • Health, dental, and vision coverage, with telemedicine and mental health services
  • A 2:1 401(k) match of up to 8%, available immediately upon hire
  • Discounted employee stock purchase plan
  • Tax-advantaged accounts for health, dependent care, and transportation expenses
  • Employee referral bonuses
  • Volunteer opportunities to support local communities
  • Complimentary lunch, snacks, and coffee at Cboe offices
  • Tuition assistance and education opportunities
  • Company matching for charitable contributions
  • Paid parental leave and fertility benefits
  • On-site gyms and discounts at other fitness centers
  • Leadership programs and career development initiatives
  • Annual incentive compensation
  • Eligibility for Cboe long-term equity programs, where applicable

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