Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
5,001 – 10,000 Employees
ConsultingFinanceInsurance
Ameriprise Financial Services, LLC is a financial services company focused on personalized financial planning, investment guidance, and insurance solutions. Its advisors work directly with clients to understand their goals and develop tailored strategies, supported by research from the company’s Investment Research Group and ongoing analysis of markets and the economy. Ameriprise also provides digital access to client accounts and financial documents, with an emphasis on online security and privacy.

Audit Manager - Minneapolis, Hybrid

Lead risk assessments, internal audits, and SOX, MAR, and FDICIA compliance activities for Ameriprise Financial. The role oversees control reviews, audit projects, and management action plans.

Description

  • Plan and deliver basic to complex work within the Risk and Control Services plan
  • Conduct internal audit and SOX, MAR, and FDICIA compliance activities
  • Present objectives and findings to management, emphasizing the impact of control deficiencies
  • Assess and strengthen risk management, control, and governance processes
  • Perform risk assessments according to department standards
  • Identify control deficiencies, evaluate their exposure and significance, and recommend cost-effective solutions
  • Track and validate the status of Management Action Plans
  • Recommend closing Management Action Plans once corrective actions are complete and deficiencies are resolved
  • Supervise and direct assigned projects
  • Provide guidance and leadership to peers and other colleagues as needed
  • Manage assigned work scope, schedules, and deliverables
  • Deliver work within established deadlines
  • Coordinate activities with relevant control groups
  • Communicate or escalate issues and obstacles that could affect timelines
  • Recommend updates to Risk and Control Services plans, processes, and methodologies

Requirements

  • Bachelor's degree
  • 3–5 years of professional experience
  • At least 2 years of audit experience
  • Experience leading multiple projects
  • Strong knowledge of applying control and audit theory appropriately
  • Proven project leadership capability
  • Ability to help staff and senior auditors strengthen foundational audit skills and business knowledge
  • Accounting or Finance degree preferred
  • 4–7 years of professional experience preferred
  • CIA, CISA, CPA, or CFSA certification preferred
  • Strong verbal and written communication skills
  • Proficiency with standard desktop computing tools
  • Power BI experience
  • Current and future work authorization in the United States without requiring employment visa sponsorship

Benefits

  • Variable compensation through bonuses, commissions, and/or long-term incentives, depending on the role
  • Vacation time
  • Sick time
  • 401(k) plan
  • Health insurance
  • Dental insurance
  • Life insurance
  • Flexible work arrangement allowing work from home one day per week
  • Reasonable accommodation support during recruitment and interviews

Related Jobs