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Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
5 001 – 10 000 Darbuotojai
DraudimasFinansaiKonsultavimas
„Ameriprise Financial Services, LLC“ yra finansinių paslaugų įmonė, daugiausia dėmesio skirianti individualiam finansų planavimui, investavimo konsultacijoms ir draudimo sprendimams. Jos konsultantai tiesiogiai dirba su klientais, kad suprastų jų tikslus ir parengtų jiems pritaikytas strategijas. Šį darbą papildo įmonės „Investment Research Group“ tyrimai ir nuolatinė rinkų bei ekonomikos analizė. „Ameriprise“ taip pat suteikia skaitmeninę prieigą prie klientų sąskaitų ir finansinių dokumentų, daug dėmesio skirdama saugumui internete ir privatumui.
LinkedIn
Darbai įmonėje

Senior Legal Analyst, Mutual Funds

Support Ameriprise’s U.S. mutual fund legal and regulatory work from India. Manage SEC disclosures, fund governance, filings, and legal support for product changes.

INIndijaHibridinisVisas etatasVyresnysis specialistasPrivaloma Kalba: anglųAdvokatas

Aprašymas

  • Support the U.S. General Counsel’s legal team on corporate and securities matters.
  • Manage Columbia Funds prospectuses, Statements of Additional Information, Part Cs, and supplements using prospectus library software.
  • Draft procedures for mutual fund and certificate compliance programs, including those required by SEC Rule 38a-1.
  • Prepare and review N-CEN reporting data to ensure accurate disclosures about funds, sub-advisers, and service providers.
  • Lead preparation and filing of mutual fund annual reports and organizational documents with states of incorporation.
  • Handle legal work for new product launches, mergers, and liquidations.
  • Work with internal teams and outside counsel to review and update prospectuses and Statements of Additional Information.
  • Review legal vendor invoices, coordinate fund expenses and payments, and track filing costs.

Reikalavimai

  • 2–5 years of experience in asset management, mutual funds, investment management, fund governance, legal, compliance, or regulatory reporting.
  • Experience supporting U.S.-registered investment companies, including mutual funds, ETFs, or variable products.
  • Experience with SEC regulatory filings and disclosure documents.
  • Experience coordinating with business stakeholders and external counsel.
  • DFIN ArcPro experience is essential.
  • Applied knowledge of the Investment Company Act of 1940, the Investment Advisers Act of 1940, and state laws.
  • Research capability.
  • Professional and mature demeanor.
  • Strong attention to detail and organizational skills.
  • Able to manage concurrent assignments independently and proactively, multitask, and act with urgency.
  • Collaborative team player who can work effectively in a global, dynamic environment.
  • Experience in a global financial services or asset management company is desirable.
  • Knowledge of asset management products and services, preferably in Europe and global markets, is desirable.
  • General experience with disclosure documents is desirable.
  • Experience with publicly traded companies or mergers and acquisitions is an advantage.
  • Available to work India business hours from 2:00 p.m. to 10:30 p.m.

Privalumai

  • Hybrid schedule with at least three days in the office and the option to work from home two days a week.
  • Inclusive, collaborative workplace culture.
  • Opportunities to contribute at work and in the community.
  • Reasonable accommodations are available during recruitment for candidates with disabilities.

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