Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
5,001 – 10,000 कर्मचारी
परामर्शबीमावित्त
Ameriprise Financial Services, LLC एक वित्तीय सेवा कंपनी है, जो व्यक्तिगत वित्तीय योजना, निवेश मार्गदर्शन और बीमा समाधानों पर केंद्रित है। इसके सलाहकार ग्राहकों के साथ सीधे काम करके उनके लक्ष्यों को समझते हैं और उनके लिए उपयुक्त रणनीतियाँ तैयार करते हैं। इन रणनीतियों को कंपनी के Investment Research Group के शोध तथा बाज़ार और अर्थव्यवस्था के निरंतर विश्लेषण का समर्थन प्राप्त होता है। Ameriprise ग्राहकों को अपने खातों और वित्तीय दस्तावेज़ों तक डिजिटल पहुँच भी प्रदान करती है और ऑनलाइन सुरक्षा व गोपनीयता पर विशेष ध्यान देती है।

Senior Legal Analyst, Mutual Funds

Support Ameriprise’s U.S. mutual fund legal and regulatory work from India. Manage SEC disclosures, fund governance, filings, and legal support for product changes.

विवरण

  • Support the U.S. General Counsel’s legal team on corporate and securities matters.
  • Manage Columbia Funds prospectuses, Statements of Additional Information, Part Cs, and supplements using prospectus library software.
  • Draft procedures for mutual fund and certificate compliance programs, including those required by SEC Rule 38a-1.
  • Prepare and review N-CEN reporting data to ensure accurate disclosures about funds, sub-advisers, and service providers.
  • Lead preparation and filing of mutual fund annual reports and organizational documents with states of incorporation.
  • Handle legal work for new product launches, mergers, and liquidations.
  • Work with internal teams and outside counsel to review and update prospectuses and Statements of Additional Information.
  • Review legal vendor invoices, coordinate fund expenses and payments, and track filing costs.

आवश्यकताएँ

  • 2–5 years of experience in asset management, mutual funds, investment management, fund governance, legal, compliance, or regulatory reporting.
  • Experience supporting U.S.-registered investment companies, including mutual funds, ETFs, or variable products.
  • Experience with SEC regulatory filings and disclosure documents.
  • Experience coordinating with business stakeholders and external counsel.
  • DFIN ArcPro experience is essential.
  • Applied knowledge of the Investment Company Act of 1940, the Investment Advisers Act of 1940, and state laws.
  • Research capability.
  • Professional and mature demeanor.
  • Strong attention to detail and organizational skills.
  • Able to manage concurrent assignments independently and proactively, multitask, and act with urgency.
  • Collaborative team player who can work effectively in a global, dynamic environment.
  • Experience in a global financial services or asset management company is desirable.
  • Knowledge of asset management products and services, preferably in Europe and global markets, is desirable.
  • General experience with disclosure documents is desirable.
  • Experience with publicly traded companies or mergers and acquisitions is an advantage.
  • Available to work India business hours from 2:00 p.m. to 10:30 p.m.

लाभ

  • Hybrid schedule with at least three days in the office and the option to work from home two days a week.
  • Inclusive, collaborative workplace culture.
  • Opportunities to contribute at work and in the community.
  • Reasonable accommodations are available during recruitment for candidates with disabilities.

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