RSM US LLP este firma membră din SUA a RSM International și deservește în principal companii de pe segmentul de piață mediu prin servicii de audit, fiscalitate și consultanță. Activitatea sa combină cunoașterea sectorului cu recomandări practice de afaceri, ajutând clienții să abordeze provocări operaționale și strategice complexe, să își consolideze performanța și să urmărească o creștere sustenabilă.
Senior IT Auditor – AML and Regulatory Remediation (Remote, United States)
Temporary IT Auditor supporting AML and Financial Crimes technology remediation for a global banking institution. The role delivers risk-based controls testing across EMEA and APAC initiatives.
Descriere
- Support regulatory remediation and Financial Crimes technology initiatives for a large global banking institution
- Evaluate remediation work addressing technology, risk, and control findings
- Design and perform risk-based testing of control design and operating effectiveness
- Test IT governance, SDLC, Change Management, technology operations, applications, and data controls
- Assess AML and Financial Crimes technology environments and related control frameworks
- Examine system configurations, technical documentation, data flows, interfaces, and application controls
- Perform focused testing and in-depth reviews of complex technology control environments
- Determine root causes, document observations, and recommend practical corrective actions
- Prepare audit workpapers and present findings to key stakeholders
Cerințe
- At least eight years of IT Audit experience in large global banking institutions
- Background supporting regulatory remediation, issue validation, and risk management programs
- Advanced experience auditing AML and Financial Crimes technology, including Transaction Monitoring, Sanctions Screening, KYC/CDD, and related systems
- Experience auditing SDLC, Change Management, system configurations, and application controls
- Experience assessing data lineage, interfaces, system-to-system connections, and data quality controls
- Strong capabilities in controls testing, risk assessment, and substantive testing
- Ability to independently lead and complete audit testing with limited supervision
- Experience analyzing technical documentation, system architecture, data flows, and code
- Availability and willingness to support stakeholders across EMEA and APAC time zones
- Must be based on the East Coast or able to work East Coast business hours
- Payments systems and related technology experience is preferred
- Experience supporting large-scale banking regulatory remediation or transformation programs is preferred
- Experience auditing Model Validation and Model Risk Management processes is preferred
- CISA, CIA, CAMS, or CPA certification is preferred
Beneficii
- Competitive compensation and benefits package
- Flexible working schedule
- Equal opportunity employment and reasonable accommodations for people with disabilities