SS&C Technologies
SS&C Technologies
SS&C Technologies develops technology and services for financial services and healthcare organizations. Its offerings support asset management, banking, healthcare, insurance, wealth management, hedge fund administration, private equity administration, and mutual fund transfer operations. The company combines proprietary software with industry expertise to help clients manage complex operational processes across consulting, insurance, logistics, and related markets. Founded in 1986, SS&C Technologies is a large global organization with more than 10,000 employees.

Principal Legal Counsel, Investment Funds

Advise SS&C financial services clients on ’40 Act fund governance, agreements and SEC filings. Hybrid position based in Denver or Boston.

Description

  • Advise on governance and registration for open-end and closed-end funds under the Investment Company Act of 1940.
  • Deliver legal administration services to SS&C clients.
  • Draft and negotiate agreements related to investment funds.
  • Counsel on legal matters involving investment advisers, mutual funds, ETFs and closed-end funds.
  • Prepare and oversee SEC filings for mutual funds, ETFs and closed-end funds, including Form N-1A and Form N-2 registration statements.
  • Prepare and oversee documentation for ’40 Act fund board meetings.
  • Attend board meetings and prepare minutes.
  • Work with paralegal teams to deliver legal administration services.
  • Depending on experience, supervise one or more paralegals.
  • Draft and review advisory, transfer agency and fund administration agreements.
  • Track regulatory developments and report on them.
  • Handle other duties as assigned.

Requirements

  • Juris Doctor degree.
  • At least 10 years of law firm or financial services firm experience focused on Advisers Act and ’40 Act practice.
  • Ability to manage multiple client matters at once.
  • Ability to work with minimal supervision.
  • Advanced computer skills, including Microsoft Office applications such as Word, Excel and PowerPoint.
  • Experience with AI platforms is a plus.
  • Strong verbal and written communication skills for working with internal and external clients.
  • Willingness to work on site at least six days per month.

Benefits

  • Medical, dental and vision coverage.
  • 401(k) plan with company matching contributions.
  • Paid time off.
  • Paid holidays.
  • Parental leave.
  • Opportunity for professional development reimbursement.
  • Potential discretionary annual bonus.
  • Potential equity awards, including restricted stock units or stock options.

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