Capital.com
Capital.com
Capital.com is a fintech company that develops an accessible digital trading platform and app for users across Europe and other markets. Its offering combines trading tools with a smart news feed, financial content, and educational resources designed to help users engage with financial markets more confidently. The platform is available in 23 languages, and Capital.com operates under oversight from financial regulators including the UK Financial Conduct Authority and the Australian Securities and Investments Commission.

Compliance Officer – Capital.com (Hybrid, Cyprus)

Support regulatory monitoring, MiFID II governance, client classification, and audits at Capital.com’s digital trading platform. This hybrid role is based in Cyprus.

Description

  • Review the Annual Compliance Monitoring Programme and help prepare reports for senior management and the Board.
  • Track CySEC, ESMA, and EU regulatory developments, assess their impact, and coordinate follow-up with relevant teams.
  • Prepare regulatory updates and assist with reports and responses to regulators.
  • Conduct MiFID II target market assessments and ongoing product governance reviews.
  • Assess client requests for professional or experienced retail classification and document the reasoning for each decision.
  • Review client vulnerability escalations, decide on appropriate action, and document timely human decisions.
  • Serve as the main contact for compliance questions raised internally.
  • Help draft and maintain compliance policies, procedures, and the Internal Operations Manual.
  • Perform initial and periodic due diligence on outsourcing providers and other third parties.
  • Maintain compliance registers and assist with internal audits, regulatory inspections, and staff training.

Requirements

  • Bachelor’s degree in law, finance, business, or a related field.
  • CySEC Advanced Certification, or willingness to obtain it during the probation period.
  • At least 2–3 years of compliance experience, preferably in financial services, with a focus on online trading or brokerage.
  • Experience in compliance monitoring, regulatory change, or product governance.
  • Sound judgment and ability to prioritise time-sensitive cases.
  • Strong written communication and organisational skills.
  • Excellent written and spoken English.

Benefits

  • Competitive salary.
  • Annual leave.
  • Employee referral programme.
  • Medical insurance.
  • Pension plans.
  • Location-specific benefits and perks.
  • 30 additional days each year to work remotely from anywhere in the world, subject to some restrictions.
  • Two additional paid volunteer days each year.

Related Jobs

GRADION

Senior Software Engineer, AI Adoption

GRADION
201 – 500 Employees
ConsultingLogisticsTravel

Principal-level engineer guiding AI adoption across Gradion’s digital platforms and Deep Tech solutions. Combines hands-on LLM development with architecture, reliability, and technical leadership, without direct reports.

Open