BNY is a global financial services company focused on managing, moving, and safeguarding investments. With more than $50 trillion in assets under oversight and a 240-year history, BNY supports businesses, communities, and individuals through investment and financial solutions. Its client base includes more than 90% of Fortune 100 companies and nearly all of the world’s top 100 banks, creating opportunities for professionals working across finance, fintech, banking, and related technology.
BNY Vice President, Regulatory Oversight Management (New York City Hybrid)
Lead global securities disclosures, regulatory reporting, data controls, and risk oversight for BNY Investments. Drive automation, process improvement, and cross-functional coordination across regulatory operations.
Description
- Coordinate the identification and preparation of global Substantial Shareholder disclosures and regulatory filings
- Analyze, consolidate, and validate data to support accurate reporting
- Work with regulatory subject-matter experts to implement legislative and regulatory changes
- Produce and supervise securities risk reports for senior management
- Oversee data governance, quality assurance, and investigative research supporting regulatory reports
- Partner with internal and external stakeholders in the United States and internationally to improve and reconcile data
- Advance process improvements and collaborate with Technology on reporting and workflow automation
- Apply artificial intelligence to simplify and modernize operational workflows
- Lead or contribute to projects while maintaining accurate and timely delivery
- Evaluate and recommend updates to procedures and control frameworks
- Act as the escalation contact for complex regulatory reporting issues
- Coach team members and provide day-to-day leadership support
Requirements
- A bachelor’s degree or an equivalent combination of education and experience is required
- A postgraduate or advanced degree is preferred
- Five to eight years of total professional experience is preferred
- Advanced proficiency with Microsoft Excel is required
- Programming experience is advantageous
- Financial services industry knowledge is required
- Familiarity with equities, fixed income, mutual funds, ETFs, depository receipts, derivatives, securities lending, and collateral is expected
- A collaborative working style is preferred
- Strong communication, problem-solving, and foundational project management skills are required
- Previous operations or regulatory experience is beneficial
Benefits
- Competitive compensation is offered
- Access to flexible global resources and tools
- Wellbeing programs are available
- Paid leave programs are provided
- Paid time for volunteering is included
- Company-sponsored benefit programs are available
- Depending on the position, compensation may include commissions, discretionary bonuses, and short- and long-term incentive arrangements