Latest Jobs at Comply

Comply builds regulatory compliance technology and provides compliance services for financial services firms. Formerly ComplySci and RIA in a Box, the company brings employee and firm compliance workflows together in an integrated platform. Its tools cover employee trade monitoring, codes of ethics and conflicts of interest, alongside compliance calendars, risk assessments, annual reviews and policy building. The platform also supports communications archiving, political contribution and outside business activity monitoring, case management, reporting and analytics. ComplyAI agentic capabilities, including an MCP Server, let teams build custom AI agents. Comply serves private funds, wealth managers and RIAs, broker-dealers, investment banks, endowments and other financial institutions. Its services include registration, regulatory filings, managed services, consulting and education.